Associate Executive Regulatory & Compliance

The role

The Associate Executive Regulatory & Compliance will support the compliance function in preventing detecting and responding to compliance regulatory and ML/TF risks in accordance with the AML/CFT Framework. You will conduct file reviews and due diligence for client onboarding assist in designing the KYC Framework and provide FATCA and CRS compliance support across multiple jurisdictions with minimal supervision.

What youll do

• Youll conduct multi-jurisdictional KYC reviews due diligence sanctions and World-Check screenings and account verification to ensure compliant client onboarding and account maintenance.
• Youll manage KYC documentation perform file reviews and gap analyses recommend remedial actions and ensure client records are accurate complete and maintained securely.
• Youll support FATCA and CRS compliance monitor regulatory developments draft and update Key Operating Procedures (KOPs) and provide timely responses to compliance-related queries.
• Youll deliver high-quality error-free work in line with agreed timelines proactively communicate risks or delays and exercise sound judgment when escalating issues.
• Youll collaborate with business teams and stakeholders support and train junior colleagues protect information assets in line with ISMS requirements and undertake additional compliance-related duties as needed.

What we offer 

• Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications level of experiences and skills profile 
• Pension Scheme: Generous employer contribution with the ability to allow and increase employee contributions   
• Annual leave: All our employees are entitled to 22 days paid leave. Enhanced maternity and paternity including shared parental leave and adoption leave 
• Flexible working: We recognise the value of working flexibly and is keen to ensure all employees enjoy an excellent work-life blend. As such we are open to conversations with employees related to setting up flexible working arrangements 
• Support and development: We will ensure you have the right training tools and development plan to grow and improve your skills every day

Qualifications :

About you

• You hold a degree in Law or an equivalent qualification with at least 2 years of experience; prior experience in a similar compliance role is an advantage.
• You possess strong knowledge of KYC AML/CFT FATCA/CRS and international compliance frameworks including FATF recommendations Basel Committee standards and EU regulations.
• You can identify potential compliance and risk issues conduct investigations and apply sound analytical and problem-solving skills to support regulatory requirements.
• You are highly proficient in Microsoft Word and Excel with advanced-level skills and the ability to work accurately with compliance documentation and reporting.
• You communicate effectively in both English and French and can collaborate confidently with stakeholders across different jurisdictions and business functions.

Additional Information :

OUR COMMITMENT TO YOU AND THE ENVIRONMENT 

Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders including our employees clients and local communities while also reducing our impact on our natural environment.  

There is always more we can and should do to improve whether in relation to our people our clients our planet or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. Were committed to fostering an inclusive equitable and diverse culture for our people led by our Diversity Equity and Inclusion steering committee. 

Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees careers while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 6500 employees - from 94 nationalities across 24 countries - to each achieve their potential.  Through IQ-EQ Launchpad we support women managers launching their first fund in an environment where only 15% of all private equity and venture capital firms are gender balanced. 

Were committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients sustainability and success lead to our sustainability and success. Were emotionally invested in our clients right from the beginning.  

Remote Work :

No

Employment Type :

Full-time