Legal AGM

About Client

A leading NBFC Sector

Key Responsibilities:

Branch Compliance:

Oversee legal compliance at all branches of the organization ensuring adherence to NBFC regulations.

Develop and implement policies and procedures to ensure legal compliance at the branch level.

Regulatory Liaison:

• Act as the primary point of contact for regulatory bodies related to branch operations.
• Stay updated on changes in regulations affecting branch activities and communicate updates to relevant stakeholders.

Legal Support:

• Provide legal guidance and support to branch operations including but not limited to customer interactions loan transactions and other financial activities.
• Review and draft legal documents related to branch activities.

Risk Management:

• Identify and assess legal risks associated with branch operations and develop strategies to mitigate these risks.
• Work collaboratively with risk management and compliance teams to ensure a comprehensive risk mitigation approach.

Dispute Resolution:

• Handle and resolve legal disputes arising at the branch level including negotiations and alternative dispute resolution methods.
• Collaborate with external legal counsel when necessary.

Training and Awareness:

• Conduct training sessions for branch staff on legal compliance and risk management.
• Foster a culture of legal awareness and compliance within the organization.

Qualifications:

• Law degree from a recognized institution.
• Bar admission and indepth knowledge of banking and financial regulations.

Remote Work :

No