Compliance Manager A....
Compliance Manager Assistant Manager
Posted on :
27-03-2024
Employer Active
1 Vacancy
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Job Description
Req ID : 2666264
Responsibilities:
We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs provide policy guidance and to carry out compliance training for the company s diversified investment business groups. Depending on the candidate s experience duties will include the following:
Conduct compliance reviews and monitoring/surveillance across the company s business activities;
Develop riskbased compliance programs to facilitate the execution of compliance reviews and monitoring;
Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies assisting with the design and implementation of risk and compliance management initiatives and enhancing and improving internal processes and procedures;
Review the completed risk and compliance assessment returns from each area of the business identifying trends and areas of concern and working with the business units to reduce any unacceptable exposures to regulatory risk;
Provide compliance training and support through issuing of internal compliance updates training modules and compliance guidelines
Requirements:
Minimum 35 years relevant experience in compliance audit or risk management in the securities financial advisory or fund management industry
Should have knowledge of key applicable regulations in Singapore such as the Securities & Futures Act Financial Advisers Act MAS Notices and Guidelines AML/CFT regulations
Excellent writing and communication skills
Good interpersonal influencing and networking skills
Team player
Compliance Manager / Assistant Manager
Employment Type
Full Time
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