Analyst, Compliance

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profile Job Location:

London - UK

profile Monthly Salary: Not Disclosed
Posted on: 5 hours ago
Vacancies: 1 Vacancy

Job Summary

Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.

At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC please visit

Strategic Business Unit Description

In support of CIBCs core purpose: to make our clients ambitions a reality Risk Management is led by Senior Vice-President and Chief Risk Officer and is accountable for the independent oversight of risk management inherent to CIBCs transactions and activities. These risks include but are not limited to ensuring effective processes are in place for the identification management measurement monitoring and control of operational reputation and legal strategic market credit investment and liquidity risk collectively CIBC Risk incurred by CIBCs businesses functional and corporate governance groups.

The Compliance function sits within Risk Management and plays a key role in supporting the Banks businesses by helping to ensure activities are conducted in accordance with applicable laws regulations internal policies and standards and regulatory expectations.

Job Purpose

This role is intended for a recent university graduate who is eager to learn motivated to build a career in financial services and interested in developing within a Compliance function at a global banking institution.

The Associate will provide broad support to the Compliance team in Europe gaining exposure to regulatory frameworks governance processes and business-facing activities. The role is developmental in nature and does not require prior Compliance experience. Success will be driven by curiosity a strong learning mindset ownership of work and a proactive approach to problem-solving.

Key Accountabilities

Provide day-to-day support to the Compliance team across a range of activities including preparation of documents coordination of inputs maintenance of trackers and records and follow-up of actions.
Assist senior team members with governance reporting and monitoring activities developing an understanding of how Compliance supports the business in a regulated environment.
Help maintain Compliance documentation registers and internal records ensuring information is accurate complete and well organised.
Support internal projects and initiatives within the Compliance function including process improvements and ad-hoc requests.
Take ownership of allocated tasks and deliverables following work through to completion and escalating issues or risks as appropriate.
Build effective working relationships within the Compliance team and across the wider organisation.

Technology Automation and Process Improvement

Demonstrate strong comfort with technology and day-to-day tools such as Microsoft Excel PowerPoint Word and SharePoint.
Show curiosity and willingness to learn how emerging technologies including artificial intelligence (AI) can be used responsibly to support the Compliance function.
Assist the team in exploring and where appropriate leveraging AI-enabled tools to improve efficiency accuracy and consistency in Compliance processes in line with internal policies and controls.
Support the improvement streamlining and automation of Compliance processes including trackers reporting templates and workflows.
Actively look for inefficiencies in existing processes and suggest practical well-thought-through solutions.
Be open to learning new systems tools and technologies adopted by the Compliance function and helping embed smarter ways of working.

Required Knowledge Skills and Attributes

A strong desire to learn and develop a long-term career in financial services and banking.
A growth mindset with openness to feedback and a proactive approach to building new skills and knowledge.
Strong organisational skills attention to detail and the ability to manage multiple tasks.
The ability to think critically and look for solutions rather than relying solely on instruction.
A clear sense of ownership and accountability for personal work output.
Strong written and verbal communication skills.
High standards of professionalism integrity and discretion with an understanding of working in a regulated environment.

Education and Experience

A recent university graduate (or expected graduate) with a strong academic record.
A degree in any discipline will be considered; interest in financial services regulation or governance is advantageous.
Prior Compliance experience is not required; relevant internships or placements are beneficial but not essential.

Compliance Requirements / Responsibilities

As an employee of CIBC the incumbent must comply with all applicable CIBC and Line of Business policies standards guidelines and controls and complete all required training.

Development Opportunity

This role provides structured on-the-job learning and exposure to senior Compliance professionals offering a strong foundation for future progression within Compliance Risk Management or other areas of the Bank.

What you need to know

  • CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation please contact
  • You need to be legally eligible to work at the location(s) specified above and where applicable must have a valid work or study permit

Job Location

150 Cheapside 1st FlrLondon

Employment Type

Regular

Weekly Hours

35

Skills

Accountability Banking Curious Mindset Driven Investments Learning Quickly Legal Practices Proactive Behavior Problem Solving Professional Etiquette Taking Initiative

Required Experience:

IC

Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningf...
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