About Invesco

As one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our clients around the world. If youre looking for challenging work intelligent colleagues and exposure across a global footprint come explore your potential at Invesco.

About the Department/Team:

The Compliance Officer position will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements Board reporting trade surveillance policy and procedure review and other compliance department needs.

About the Role:

As a Compliance Officer you will contribute to the effective execution of compliance monitoring testing and regulatory support for Invescos 1940 Act ETFs and related accounts. You will assist business partners by interpreting policies identifying risks and escalating issues appropriately. You will help maintain compliance procedures documentation and reporting while supporting interactions with regulators and internal oversight groups. This role is ideal for a detail-oriented compliance professional looking to deepen ETF expertise and expand advisory experience.

Responsibilities of the Role:

Execute daytoday compliance monitoring reporting and testing activities.

Support responses to regulatory exams internal audits and adhoc regulatory inquiries.

Advise partners on policy interpretation and escalating potential issues appropriately.

Assist in the maintenance and improvement of compliance procedures workflows and documentation.

Monitor and interpret regulatory developments affecting ETFs and investment advisers.

Maintain accurate compliance records in alignment with regulatory and internal standards.

Identify operational or regulatory risks and support issue tracking and remediation.

Assist with preparation of report materials for clients and internal Boards.

Assist with projects and initiatives as assigned including technology data analysis surveillance and other Compliance initiatives.

Interact with members of the global compliance team to assist with Compliance initiatives.

Requirements for the Role:

Bachelors degree is preferred in finance accounting or a related field.

13 years of investment compliance ETF oversight or related asset management experience.

Prior exposure to regulatory exams compliance testing or ETF operations is a plus.

Knowledge of domestic and international securities laws (e.g. 1940 Act etc.).

FINRA Series 7/63/65 or Compliance Officer exam preferred.

Excellent communication and teamwork skills to collaborate with peers and business partners.

Thesalaryrange for this position in Downers Grove Illinois is $70000 - $85000/ total compensation offered for this position includessalaryand incentivepayand will vary based on skills experience and location.

Full Time / Part Time

Worker Type

Job Exempt (Yes / No)

Workplace Model

Pursuant to Invescos Workplace Policy employees are expected to comply with the firms most current workplace model which as of October 1 2025 includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships collaborate more easily and support each others growth and development.

The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.

Invescos culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race creed color religion sex gender gender identity sexual orientation marital status national origin citizenship status disability age or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.