Director, Financial Controller

Director Financial Controller

New York NY Competitive Annual Salary ($180000 - $210000)

About the role

Step into a high-impact leadership position where youll shape the financial direction of our organization and make your mark across multiple legal entities. As Director Financial Controller youll harness your CPA and Series 27 credentials alongside your deep broker-dealer expertise to drive excellence. This is your opportunity to use your standout analytical compliance and leadership skills in a role that values innovation and continuous improvement. If you thrive on attention to detail excel at handling key partner relationships and are eager to champion change in a dynamic environmentthis role is designed for you. Join us and be empowered to grow lead and make a lasting difference.

The opportunity

This pivotal Finance role ensures the integrity of financial control and regulatory reporting safeguarding the businesss compliance and capital strength across North America. The successful candidate will drive operational excellence and cultivate collaboration directly shaping the organizations reputation and resilience in a dynamic environment.

What youll be doing

As a senior leader you will safeguard integrity and compliance across multiple entities ensuring reliable controls and reporting to support capital strength and operational excellence.

• Lead financial control and regulatory reporting acting as a key advisor to partners and ensuring compliance and accurate data.
• Maintain the integrity of broker-dealer records ensuring capital adequacy and regulatory standards proactively handling risks.
• Deliver timely accurate regulatory and management reporting for US Global Markets supporting transparency and confidence.
• Supervise month-end close ensuring accurate financials and robust local controls.
• Build partnerships with auditors regulators and compliance teams taking ownership of remediation and FINOP duties.
• Develop and inspire a high-performing Finance team driving innovation automation and collaboration to add new value.

This role allows you to shape strategies strengthen compliance and support business growth.

What youll bring

Essential Skills Experience and Capabilities

• Financial acumen and hands-on experience with financial control and regulatory reporting.
• Strong understanding of broker-dealer regulations including FINRA Series 27 and Net Capital Rule 15c3-1.
• Proven experience in financial controls and reporting within regulated environments.
• Knowledge of banking products and markets.
• Track record in reporting for FINRA/SEC organizations.

Key Strengths for Success

• Regulatory expertise and governance awareness.
• Ability to work independently or within collaborative teams; sound judgement.
• Attention to detail and high-quality delivery under deadlines.
• Skill in identifying and raising compliance issues.
• Strong analytical and clear communication abilities.
• Confidence engaging senior leadership and partners.
• Organizational and interpersonal skills for cross-functional partnership.
• Sophisticated Microsoft Office skills (Excel PowerPoint).

Why Lloyds

Lloyds North America forms an integral part of Lloyds Banking Group a leading UKbased financial services group focused primarily on retail and commercial customer. We have operated in North America for over 100 years delivering a clientfocused approach to large Corporate and Institutional clients with strong links to the UK.

From our New York office we provide a comprehensive range of core banking products including lending trade finance and working capital solutions alongside debt capital and financial markets services through our U.S. brokerdealer Lloyds Securities Inc.

Our commitment to inclusion

At Lloyds diversity and inclusion are core to who we are. We are committed to attracting retaining and developing the best talent and creating a culture where every colleague feels included valued and empowered to be their best.

Lloyds values diversity across all backgrounds and experiences and encourages our colleagues to bring their whole self to work. We provide equal employment opportunities to all applicants and employees in accordance with applicable law.

Reasonable Accommodations for Qualified Individuals with Disabilities During the Application Process

Lloyds North America is committed to providing reasonable accommodations for qualified individuals with disabilities in our job application process. If you have a disability and require a reasonable accommodation in order to participate in the application process our scheduling team can assist if you are selected to interview.

Our benefits

We also offer a wideranging benefits package which includes:

• Comprehensive health coveragewith multiple medical plan options including an HSAeligible plan withcompany contributions plus dental vision and 24/7 virtual care
• Strong financial benefitsincluding a401(k) with company match and discretionary contribution companypaid life insurance and short and longterm disability coverage
• Family and life supportsuch as paid family leave backup child and elder care employee assistance programs and identity theft protection
• Wellness and lifestyle benefitsincluding fitness programs gym reimbursement options pet insurance and group legal services
• Ongoing training development mentoring and networking opportunities
• Opportunities to give back through volunteering and fundraising initiatives

This is a once in a career opportunity to help shape your future as well as ours. Join us and grow with purpose.

Annual Salary Range:$180000 - $210000

Professional Certifications / Licenses Required:CPA and Series 27