Director, Prime Trading

Job Description:

The Role

This individual will be part of a dynamic team supporting Prime Custody and Family Office clients as well as the Fidelity Capital Markets organization. The role requires a heavy emphasis on trading and related activities across all asset classes including equities ETFs options and fixed income products. This role requires close coordination with other trading desks risk compliance and operations. A high degree of accuracy market awareness communication skills and a commitment to delivering a superior client trading experience are essential.

Client Coverage and Relationship Management

• Serve as the primary point of contact for family offices RIAs and Prime clients on trading and operational matters across all asset classes including equities ETFs options and fixed income.

• Maintain strong trusted relationships with internal trading desks risk teams and external market participants.

Trading Support and Daily Operations

• Demonstrated understanding of markets trading and liquidity characteristics across equities ETFs options and fixed income.

• Oversee daily traderelated support including order inquiries execution status trade adjustments position breaks and settlement issues.

Margin Risk and Controls

• Ability to analyze client activity margin usage and risk exposures

• Monitor track and coordinate resolution of margin calls driven by market activity across multiple products.

• Communicate risk events low-cash conditions or collateral shortfalls proactively to clients and internal risk teams.

The Expertise and Skills You Bring

• Series 7 57 and 63 licenses required

• Bachelors degree in Finance Accounting or Economics

• 7-10 years of financial industry experience

• Brokerage or trading experience strongly preferred

• Proven ability to communicate effectively at all organizational levels

• Collaborative teamoriented and proactive

• Highly selfmotivated with strong work ethics

• Ability to balance and prioritize multiple tasks under tight deadlines

The Team

Fidelity Capital Markets is the institutional trading arm of Fidelity Investments providing trading products and services to a wide array of clients including buy-side institutions and hedge funds as well as to Fidelitys own businesses. FCM offers a suite of electronic brokerage products and execution services across multiple asset classes including equities fixed income options and forex as well as prime brokerage securities lending and municipal and bank issued brokered CD underwriting. Our product coverage includes Equity Block Sales/Trading Program/Electronic Trading SAM Trading International Equity Trading Prime Brokerage Soft Dollars and New Accounts.

Note: Fidelitywill not provide immigration sponsorship forthis position.

Placement in the range will vary based on job responsibilities and scope geographic location candidates relevant experience and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support market-leading retirement generous paid time off and parental leave charitable giving employee match program and educational assistance including student loan repayment tuition reimbursement and learning resources to develop your career. Note the application window closes when the position is filled or unposted.

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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