Compliance Professional
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Job Location:
Dallas, IA - USA
Monthly Salary:
$ 74000 - 112000
Posted on:
2 days ago
Vacancies:
1 Vacancy
Job Summary
At Freddie Mac our mission of Making Home Possible is what motivates us and its at the core of everything we do. Since our charter in 1970 we have made home possible for more than 90 million families across the country. Join an organization where your work contributes to a greater purpose.
Position Overview:
Freddie Mac is seeking aself-starterwho is passionate about compliance with securities regulations to join our dedicated Ethicsteam. Do you want your work to be meaningful and make animpactinthe housing industry We make home possible for millions ofAmericansand we recognize that goodethicsis good for business!
The ideal candidate has experience monitoring employee trading at alarge financial institution broker/dealer or registered investment advisor. This person will support the administration and enhancement of Personal Investment Policy controls including operationalizing theStarCompliancepre-clearance andmonitoringplatform engaging with thedivisions on riskandcontrolsactivities. Our Compliance team is redesigning and refining its program withina three lines of defense risk framework.
Come join our dynamic team and contribute to Freddie Macs mission to #makehomepossible!
Our Impact:
TheEthicsteam within the Compliance department is responsible fordevelopmentimplementationand evaluation of avariety of programs that support theethicsand cultureinitiatives including:
Providing oversight to ensure compliance risk related to Conservator obligationslawsand regulations is identifiedaddressedand mitigated
Providingadvisoryservices and effective challenge to First Line of Defense (1LoD) on risks that couldimpactFreddie Mac
CollaboratingandcoordinatingwithinEnterprise Risk Managementto provide a comprehensive view and a lens into the inter-connectivity of risks
Your Impact:
Engaging with employees at all levels providingpolicy interpretationand guidance and supportingdevelopmentand delivery of training and awareness resources
Analyzing data and producing reporting worthy of C-Suite executives andRegulators
Providing oversight of compliance risks controls and processes raisingpotentialconcerns to manager and recommending innovative and practical resolutions
Qualifications:
Bachelors Degree or equivalent work experience
2 yearsof related experience preferably inethics compliancerisk management investments orregulatory
Proven experience with personal investment related transactions and securities
Comprehensive understanding ofenterprise risk managementin the financial services industry and the inter-connectivity of risks is preferred
AdvancedMicrosoftproficiency especially Excel and PowerPoint
Knowledge of StarCompliance pre-clearance preferred
Keys to Success in this Role:
Attention to detailand ability to manage processes with strong organizational project andprogram management skills
Excellent collaborator andstrong communicator engage inclusively andtimelyescalate issues or seek direction as needed
Adaptable with an eagerness to learn and take on challenging activities
Current Freddie Mac employees please apply through the internal career site.
We consider all applicants for all positions without regard to gender race color religion national origin age marital status veteran status sexual orientation gender identity/expression physical and mental disability pregnancy ethnicity genetic information or any other protected categories under applicable federal state or local laws. We will ensure that individuals are provided reasonable accommodation to participate in the job application or interview process to perform essential job functions and to receive other benefits and privileges of employment. Please contact us to request accommodation.
A safe and secure environment is critical to Freddie Macs business. This includes employee commitment to our acceptable use policy applying a vigilance-first approach to work supporting regulatory mandates and using best practices to protect Freddie Mac from potential threats and risk. Employees exercise this responsibility by executing against policies and procedures and adhering to privacy & security obligations as required via training programs.
CA Applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.
Notice to External Search Firms: Freddie Mac partners with BountyJobs for contingency search business through outside firms. Resumes received outside the BountyJobs system will be considered unsolicited and Freddie Mac will not be obligated to pay a placement fee. If interested in learning more please visit and register with our referral code: MAC.
Time-type:Full timeFLSA Status:Non-ExemptFreddie Mac offers a comprehensive total rewards package to include competitive compensation and market-leading benefit programs. Information on these benefit programs is available on our Careers site.
This position has an annualized market-based salary range of $74000 - $112000 and is eligible to participate in the annual incentive program. The final salary offered will generally fall within this range and is dependent on various factors including but not limited to the responsibilities of the position experience skill set internal pay equity and other relevant qualifications of the applicant.Required Experience:
Unclear Seniority
About Company
We are supporting America's homeowners and renters while serving as a stabilizing force in the U.S. housing finance system.
