Operations Associate

Job Title: Operations Associate Wealth Management

Company: Integrative Wealth Advisors Northwestern Mutual

Location: Vernon Hills IL

Employment Type: Full Time

Position Overview: The Operations Associate plays a critical role in supporting the day-to-day administrative and operational functions of a fast-paced wealth management team. This individual ensures a seamless client experience by managing account paperwork processing transactions and maintaining accurate records. The ideal candidate is detail-oriented organized and thrives in a structured process-driven environment.

Key Responsibilities:

• Prepare review and submit new account paperwork ensuring accuracy and completeness
• Facilitate account openings across investment and insurance platforms
• Process client transactions including transfers rollovers distributions and beneficiary updates
• Monitor and track the status of account applications and transfers following up as needed
• Maintain organized and compliant client records and documentation
• Coordinate with custodians internal departments and external partners to resolve operational issues
• Ensure all activities comply with firm policies regulatory requirements and industry standards
• Assist advisors and team members with administrative and operational tasks
• Identify opportunities to improve processes and enhance efficiency

Qualifications:

• Bachelors degree preferred (Finance Business or related field a plus)
• 13 years of experience in financial services operations or administrative support preferred
• Strong attention to detail and accuracy
• Excellent organizational and time-management skills
• Ability to handle multiple tasks and prioritize effectively in a deadline-driven environment
• Strong communication and problem-solving skills
• Proficiency in Microsoft Oice (Excel Word Outlook);CRM experience is a plus

Preferred Skills:

• Familiarity with account opening procedures and transfer processes (ACATs rollovers etc.)
• Understanding of basic investment and insurance products
• Experience working with custodial platforms What We Offer:
• Competitive compensation and benefits package
• Opportunities for professional development and growth
• Collaborative and supportive team environment
• Exposure to wealth management operations and client service

Benefits: $55000-$65000 depending on experience and licensing plus benefits