Compliance Advisor

Job Description:

Note: Fidelity is not providing immigration sponsorship for this position.

Were excited that youre interested in participating in Fidelitys SkillBridge Program! Fidelitys SkillBridge Program is a 12-week fellowship for active-duty service members designed to bridge the gap between military service and corporate readiness by providing business exposure on-the-job-training mentorship and professional development.

Compliance Advisor

Compliance Governance and Oversight team in coordination with Fidelity Digital Assets (FDA) Compliance plays a crucial role in ensuring the organizations adherence to regulatory standards and internal policies in the dynamic digital assets sector. This position involves supporting compliance initiatives including developing control frameworks and promoting ethical conduct across the organization. This role focuses on supporting the development and execution of compliance testing and risk assessments. Additionally you will learn about Compliance within FDA and support the broader team as needed and as your interests arise.

The Role

Regulatory Risk and Control Mapping: Assist in developing and executing the mapping of regulatory risks and controls to ensure FDAs compliance with applicable laws and regulations.

Compliance Testing: Support the execution of compliance testing including assessing existing testing and assurance activities against regulatory expectations collaborating across business functions and reporting to leadership.

Compliance Risk Assessment: Support the compliance risk assessment planning execution and evaluation process as needed.

The Expertise and Skills You Bring

Educational Background/Work History: A bachelors degree is preferred a degree in law finance business administration or a related field is a plus. Experience in compliance risk management legal roles or other oversight or quality assurance roles are ideal.

Analytical and Problem-Solving Skills: Ability to identify vulnerabilities and develop corrective action plans. Exposure to testing approaches through risk assessment control testing compliance testing audit gap analysis or other investigative processes not necessary but encouraged.

Communication and Leadership: Strong interpersonal skills to effectively collaborate in a fast-paced environment with various departments and different levels of authority to cultivate a culture of compliance. Strong attention to detail and writing skills necessary.

Project Management: Comfort in dynamic environments ability to shift priorities and manage projects across multiple functions and timelines. Able to work independently as well as collaboratively.

Certifications: Knowledge of crypto and blockchain technology and the Crypto industry are advantageous.

Placement in the range will vary based on job responsibilities and scope geographic location candidates relevant experience and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support market-leading retirement generous paid time off and parental leave charitable giving employee match program and educational assistance including student loan repayment tuition reimbursement and learning resources to develop your career. Note the application window closes when the position is filled or unposted.

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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