Equities Trading Control Management Vice President

Join a highperforming APAC Equities franchise in Hong Kong and shape the future of E-Trading and equity derivatives. Drive a robust firstline control agenda that safeguards clients and the firm strengthens governance and accelerates strategic growth

As a Vice President in Business Control Management you will drivethe first line control agenda for APAC Equity Derivatives and E-Trading across pretrade execution and posttrade. You will partner with Trading Technology and Compliance to govern E-Tradingand venue controls best execution and supervisory frameworks across key APAC jurisdictions. You will manage regulatory obligations operational and conduct risks across the complex regulatory landscape and deliver outcomes through disciplined governance and analytics. This role is pivotal to enabling safe growth while meeting evolving regulatory expectations.

Job responsibilities

• Be part of the firstline control framework across APAC Equity Derivatives andE-Trading covering pretradeexecution and post trade.
• Govern bestexecution and venue oversight.
• Chair/coordinate governance forums and control committees; drive prioritized agendas actions and closure tracking aligned to business strategy.
• Oversee algorithm lifecycle and E-Trading risk:limit review algo control review onboarding/change management parameter thresholds latency/capacity monitoring and resiliency testing with Technology.
• Ensure compliance with applicable APAC and global obligations; maintain procedures and support regulatory exams and internal audits.
• Own issue management: identify control gaps assess severity perform rootcause analysis and deliver timebound remediation with compensating controls where needed.
• Oversee Front Office supervisory routines and exception management including attestations reviews and escalation protocols.
• Develop review and maintain Policies & Procedures and supervisory manuals that reflect current controlsnew businessand regulatory changes

Required qualifications capabilities and skills:

• 8 plus years in Markets control risk compliance or middle office within Equities/Equity Derivatives includingEtrading exposure.
• Strong understanding of equity derivatives and market microstructure; experience with electronic and algorithmic trading workflows and controls.
• Demonstrated ownership of firstline controls across the trade lifecycle including algo onboarding/change control and supervisory frameworks.
• Proven track record leading audits/regulatory engagements and delivering timely auditable remediation.
• Advanced analytical and problemsolving skills
• Proficiency with Excel and at least one of SQL Python or Alteryx; ability to build KPI/KRI dashboards.
• Bachelors degree in Finance Economics Engineering or related discipline
• Exceptional written and verbal communication skills; ability to influence senior stakeholders and produce concise highquality materials.

Preferred qualifications capabilities and skills:

• Knowledge of APAC and global regulatory environments relevant to equities and etrading; experience preparing for exams and thematic reviews.
• Strong relationshipbuilding skills with Trading Technology Compliance and external stakeholders.
• Proficient with MS Office; experience with dashboarding/automation tools a plus.
• Proven ability to manage regulatory obligations and operational risks.
• Ability to work in a fast-paced dynamic environment.