Deputy Manager (Listing Compliance)

Mumbai - India

Monthly Salary: Not Disclosed

Posted on: 4 days ago

Vacancies: 1 Vacancy

Job Summary

Job Title : Deputy Manager (Listing Compliance)

Experience : 1-3 Years

Location : Mumbai

Roles & Responsibilities

Ensure timely dissemination of announcements by listed companies
Monitor and manage quarterly & ongoing compliance
Initiate actions like suspension / de-listing for non-compliance
Scrutinize and verify compliance documents as per checklist
Seek clarifications and ensure document accuracy & consistency
Upload financial results & compliance data on exchange platforms
Handle corporate actions (Ex-date stock split name/symbol change)
Draft and issue approval notes show cause & non-compliance letters
Coordinate waiver committee meetings & regulatory actions
Monitor suspended companies and recommend revocation
Manage de-listing process including document verification & approvals
Implement SEBI guidelines (fines promoter freezing etc.)
Prepare reports XBRL filings and system updates
Build relationships with listed companies & mutual funds
Stay updated on regulatory changes and compliance norms

Requisites

Qualification: CS / LLB (Capital market certification)
Experience in compliance / listing / capital markets domain
Strong knowledge of SEBI regulations & LODR
Understanding of listing agreement & corporate compliance
Experience in document scrutiny and regulatory processes
Familiarity with corporate actions & exchange operations

Required Skills:

SEBI RegulationsLODRcompliancecapital markets domainlisting agreementCSLLB

Job Title : Deputy Manager (Listing Compliance) Experience : 1-3 YearsLocation : MumbaiRoles & Responsibilities Ensure timely dissemination of announcements by listed companies Monitor and manage quarterly & ongoing compliance Initiate actions like suspension / de-listing for non-compliance Scru...