Assistant Vice President Sales Quality, Conduct and Regulatory Risk
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Job Location:
Monthly Salary:
Posted on:
8 hours ago
Vacancies:
1 Vacancy
Job Summary
Some careers shine brighter than others.
If youre looking for a career that will help you stand out join HSBC and fulfil your potential. Whether you want a career that could take you to the top or simply take you in an exciting new direction HSBC offers opportunities support and rewards that will take you further.
HSBC is one of the largest banking and financial services organisations in the world with operations in 64 countries and territories. We aim to be where the growth is enabling businesses to thrive and economies to prosper and ultimately helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Sales Quality Conduct and Regulatory Risk
In this role you will:
- The purpose of this role is to oversee the implementation of controls associated with Regulatory Risk Conduct Risk and Sales Suitability across all countries in Asia Pacific.
- Responsible for ensuring maintenance and reinforcement of the Sales Quality and Conduct frameworks.
- Act independently as a subject matter expert of Conduct and the Sales Quality minimum standards and responsible for advising countries on the existing requirements and identify and highlighting issues for escalation when required.
- Responsible for ensuring that all countries are familiar with the framework associated with Regulatory Risk and support adherence to policies and procedures
- Oversee and manage the timely production of management information at both country and regional level.
- Collaborate and contribute in team meeting / team activities and work towards sustaining team spirit.
- Collaborate with line manager/supervisor in managing day-to-day operations and support peers on process if needed.
- Acts as a role model for our Group Values and Behaviors (Open Connected Dependable) supporting colleagues and customers to deliver superior customer service through these values.
To be successful you will:
- Bachelors degree in banking finance accountancy or in related field. Relevant advanced degree or professional qualification is an advantage.
- Knowledge on risk roles such as audit experience / risk management and sales process would be preferred but not mandatory.
- Good analytical skills preferably with previous experience on data analytics.
- Well-organized passionate and highly responsible
- Experience of 8-12 years in risk domain. Excellent written and verbal communication skills.
- Attention to detail with ability to deliver good quality output within a tight timeframe.
- Ability to communicate and deal with complex issues.
Youll achieve more at HSBC
is an equal opportunity employer committed to building a culture where all employees are valued respected and opinions count. We take pride in providing a workplace that fosters continuous professional development flexible working and opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of but not limited to their gender or genetic information sexual orientation ethnicity religion social status medical care leave requirements political affiliation people with disabilities color national origin veteran status etc. We consider all applications based on merit and suitability to the role.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement which is available on our website.
***Issued By HSBC Electronic Data Processing (India) Private LTD***
Required Experience:
Exec
Key Skills
About Company
HSBC Holdings plc is a British multinational investment bank and financial services holding company. It was the 7th largest bank in the world by 2018, and the largest in Europe, with total assets of US$2.558 trillion.
