Regulatory Officer

Los Angeles, CA - USA

Monthly Salary: Not Disclosed

Posted on: 17 hours ago

Vacancies: 1 Vacancy

Job Summary

Job Title: Regulatory Officer
Job Location: Los Angeles CA 90017
Job Duration: 6 Months with possible extension

Kindly send me your most updated resume

Job Summary:

We are seeking a Regulatory Officer/Associate to support regulatory examinations and advisory services.
The role involves coordinating regulatory interactions ensuring high-quality documentation and supporting communication between regulators and internal stakeholders.

Key Responsibilities:

Participate in all phases of the regulatory examination lifecycle including:
Responding to entry letters and information requests
Preparing responses documentation and presentations
Coordinating and documenting key meetings with stakeholders
Maintaining recordkeeping and reporting
Perform due diligence reviews to ensure the quality and completeness of documentation prior to submission to regulators
Notify senior management and relevant personnel of upcoming examinations and provide guidance on scope focus and expectations
Coordinate routine continuous monitoring meetings with regulators and internal teams; document meeting discussions and communicate updates to senior management and relevant stakeholders in a timely manner
Track the status of regulatory inquiries examinations reviews and findings; prepare and circulate periodic status reports
Maintain records of regulatory communications including transmittal letters management responses and remediation actions
Escalate potential issues identified during or outside of examinations and reviews to ensure proper resolution
Collaborate closely with Regulatory Relations team members and support additional Regulatory Relations activities as required
Assist with West Coast Governance Committee meetings

Job Title: Regulatory Officer Job Location: Los Angeles CA 90017 Job Duration: 6 Months with possible extension Kindly send me your most updated resume Job Summary: We are seeking a Regulatory Officer/Associate to support regulatory examinations and advisory services. The role involves coordi...