Compliance Engineering Governance & Oversight Analyst Bengaluru

Governance & Oversight team is a centralized group within Compliance that enables Compliance and Compliance Engineering teams to work efficiently and effectively by performing the following functions:

(i) designing implementing and coordinating Compliance Engineering control frameworks;

(ii) managing delivery of strategic engineering initiatives;

(iii) unifying and enhancing core Compliance systems; and

(iv) managing Compliance Engineering budget vendors and resources.

Summary of the Role

Governance & Oversight team is seeking technically proficient team members who can help drive global Compliance Engineering projects and governance frameworks that have a strategic impact on the firms Compliance program. This specific role will focus heavily on tracking reporting and delivering key frameworks and projects. This is a hands-on role that requires diligent persistent delivery managers who can quickly learn complex Compliance and Engineering concepts. As needed candidates will be expected to help enforce framework requirements and coordinate time-sensitive projects. Examples of recent initiatives that may be carried out in this type of role include:

• Redesigning and implementing a new global delivery management framework for Compliance Engineering projects
• Enhancing the firm-wide surveillance governance program
• Coordinating the issue management framework for Compliance Engineering

Basic Qualifications

• Well-organized individual with exceptional attention to detail and personal initiative
• Effective project management skills as well as excellent verbal and written communication skills
• Ability to initiate and execute projects communicating issues risks and results to stakeholders in global locations
• Ability to quickly adapt to shifting priorities demands and timelines through both analytical and problem-solving capabilities
• Technically proficient and analytical; experience working with and analyzing data
• Experience with Microsoft Office suite of products

Preferred Experience

• Ideal candidate will have 1-3 years experience in risk management or compliance including exposure to management consulting technology industry financial services and/or project management
• Proven experience as a strong cross-group collaborator and team player dealing with complex problems resolving conflictsand experience influencing cross-functionally and with executive-level audiences
• Working knowledge of financial markets and products
• Analytical capacity and experience with low code tooling platforms

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