Associate, Compliance, Banking & Payments 6 Month Maternity Cover

• Review and assess screening alerts in the payment system to determine appropriate resolution actions.
• Ensure alerts are handled in compliance with service level agreement internal policies regulatory requirements and industry best practices.
• Document resolution decisions and escalate complex cases as necessary.
• Support the team in generating and analyzing KPIs related to alert processing efficiency and effectiveness.
• Contribute to development and refinement of internal procedures to enhance the efficiency of screening alert management.
• Collaborate with stakeholders including compliance risk management and operations teams to improve alert-handling processes.
• Participate in audits reviews and regulatory inquiries as required.

This is a fixed term contract ending September 30 2026. 

Hours of work are 10:30am to 7:00pm Pacific Time. 

Qualifications :

Education Requirements

• Bachelors degree in Finance Business Law Risk Management or a related field.
• Relevant compliance certifications (e.g. CAMS ICA) are considered an asset.

Work Experience

• Minimum 1-2 years of experience in financial crime compliance sanctions screening AML or a related field.
• Experience working with payment screening systems and alert resolution.

Functional/Technical Skills and Knowledge Requirements

• Strong understanding of AML and sanctions regulations and their application in payment screening.
• Proficiency in using financial crime compliance tools and payment screening systems.
• Ability to analyze large datasets and generate meaningful KPIs and reports.
• Experience in risk assessment escalation protocols and regulatory reporting.
• Strong problem-solving and decision-making skills particularly in high-pressure situations.
• Proficiency in Microsoft Excel PowerPoint and other reporting tools.

Additional Information :

Whats in it for you to join MUFG Investor Services 

Take a look at our careers site and youll find everything youd expect from a career with the fastest-growing business at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus and next-level LEARNING & DEVELOPMENT. Oh and we really walk the talk when it comes to HYBRID WORKING. 

So why settle for the ordinary Apply now for a Brilliantly Different career. 

MUFG is an equal opportunity employer.

Remote Work :

No

Employment Type :

Contract