Head of Compliance, Conduct and Operational Risk Thailand Executive Director
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Monthly Salary:
Posted on:
2 days ago
Vacancies:
1 Vacancy
Department:
Job Summary
Join us and make a real difference in how we protect our clients our business and the financial community. If you are looking for a role where your expertise matters and your voice is heard this is your opportunity to grow and thrive with us.
As a Head of Compliance Conduct and Operational Risk within our Compliance Conduct and Operational Risk (CCOR) you will provide regulatory advice and support to the existing lines of businesses (LOBs) including banking and global markets in JPMorgan Chase Bank N.A. Bangkok Branch as well as providing compliance and operational risk management oversight over the business operations of JPMorgan Securities (Thailand) (JPMST). In this role you will be at the forefront of shaping our approach to compliance and risk management helping us build trust and maintain the highest standards of integrity. You will have the chance to work alongside passionate colleagues influence key decisions and drive positive change across our organization.
Job Responsibilities
Develop lead and execute the Compliance Conduct and Operational Risk program across the bank and JPMorgan Securities (Thailand) including product coverage senior management reporting testing and surveillance.
Ensure effective implementation of the Compliance function in accordance with regulations from local financial regulators such as the Bank of Thailand Securities and Exchange Commission Stock Exchange of Thailand Thai Futures Exchange and Anti Money Laundering Office.
Manage reports related to issues non-compliance fraud and suspicious matters; provide input to regulatory consultative papers and proposed rule amendments advising on business impacts and representing JPMorgans views to regulators and industry groups.
Serve as the primary coordinator for regulatory audits inspections and investigations and handle statutory reporting and lodgment matters.
Advise businesses and regional compliance and operational risk teams on regulatory developments assist in building processes that ensure compliance with new and existing requirements and validate the effectiveness of those controls.
Support business leaders in obtaining regulatory approvals for new businesses products licenses systems and outsourcing.
Advise on outsourcing and offshoring initiatives banking and securities secrecy laws required controls and other control-related issues.
Lead a closely integrated local compliance team and collaborate with regional colleagues on projects and initiatives.
Oversee the location Anti Money Laundering Reporting Officer ensuring programs meet local anti-money laundering know your customer sanctions and onboarding requirements and act as the main contact for local regulatory bodies including the Anti Money Laundering Office.
Conduct and delegate compliance training as required represent JPMorgan in local compliance officer network meetings and discussions and prepare compliance reports for local management and regional compliance teams.
Participate in governance and control meetings provide independent oversight of operational risks across lines of business and functions and coordinate with regional line of business operational risk management to respond to regulatory examinations changes and inquiries.
Required Qualifications Capabilities and Skills
Degree in Law Accounting Finance or any other relevant disciplines.
Minimum8years working experience in Compliance in thebankingindustry in Thailand
Possess at least level-4 risk management certification
Good knowledge on banking and treasury products and activities
Good contacts with Thailand regulators and across the industry
Good command of English (oral and written)
Strong interpersonal skills with excellent communication and leadership skills
Team player with strong self -startergood governanceand organization qualities
Preferred Qualifications Capabilities and Skills
Experience in the field of legal entity risk management and/or operational risk management is an advantage
Required Experience:
Director
Key Skills
- Computer Science
- Operational Risk Management
- Risk Management
- Six Sigma
- Continuous Improvement
- Lean
- Process Improvement
- Pricing
- Customer Support
- Alteryx
- Kaizen
- Project Management Lifecycle
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
