Internal Audit, Compliance and Legal, Vice President, Dallas

Dallas, IA - USA

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Description

In Internal Audit we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports monitoring the firms compliance with laws and regulations and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. Were looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firms operations and control processes.

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants developers risk management professionals cybersecurity professionals and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firms businesses and functions including securities investment banking consumer and investment management risk management finance cyber-security and technology risk and engineering.

RESPONSIBILITIES

Develop and maintain an in-depth understanding of business areas its products and supporting functions
Identify risks assess mitigating controls and make recommendations on improving the control environment
Follow-up on open audit issues and their resolution

SKILLS AND RELEVANT EXPERIENCE

Approximately 8 plus years of experience in internal audit or compliance
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML) financial crime risks and corporate legal functions
Strong understanding of compliance program components risk and control processes
Understanding of internal audit processes as related to a large financial institution
Project management experience including oversight and leadership of junior staff
Highly motivated with strong analytical skills willing and able to learn new business and system processes quickly
Ability to multi-task and remain organized in a fast-paced environment and to regularly present to senior leadership
Accurate accountable and able to multitask while managing both time and work load
Approximately 8 plus years of experience as an internal auditor consultant and/or regulatory agency examiner within the financial services industry
4-year degree in a finance accounting or quantitative discipline and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plus
Relevant certification or industry accreditation (e.g. CAMS CIA) is a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at

Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.

Required Experience:

Exec

Description In Internal Audit we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports monitoring the firms compliance with laws and regulations and advising management on developing smart control solutions. Our group has unique insight on the finan...

Description

RESPONSIBILITIES

Develop and maintain an in-depth understanding of business areas its products and supporting functions
Identify risks assess mitigating controls and make recommendations on improving the control environment
Follow-up on open audit issues and their resolution

SKILLS AND RELEVANT EXPERIENCE

Approximately 8 plus years of experience in internal audit or compliance
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML) financial crime risks and corporate legal functions
Strong understanding of compliance program components risk and control processes
Understanding of internal audit processes as related to a large financial institution
Project management experience including oversight and leadership of junior staff
Highly motivated with strong analytical skills willing and able to learn new business and system processes quickly
Ability to multi-task and remain organized in a fast-paced environment and to regularly present to senior leadership
Accurate accountable and able to multitask while managing both time and work load
Approximately 8 plus years of experience as an internal auditor consultant and/or regulatory agency examiner within the financial services industry
4-year degree in a finance accounting or quantitative discipline and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plus
Relevant certification or industry accreditation (e.g. CAMS CIA) is a plus

ABOUT GOLDMAN SACHS

Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

Required Experience:

Exec

Key Skills

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About Company

Goldman Sachs

The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.

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