Manager, Business Conduct and Regulatory Risk
Share
Job Location:
Monthly Salary:
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
Some careers have more impact than others.
If youre looking for a career where you can make a real impression join HSBC and discover how valued youll be.
HSBC is one of the largest banking and financial services organisations in the world with operations in 64 countries and territories. We aim to be where the growth is enabling businesses to thrive and economies to prosper and ultimately helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Manager Business Conduct and Regulatory Risk.
Principal responsibilities
- Lead and execute reviews that focus on regulatory processes and key risks to assess design and operating effectiveness of controls provide assurance that control environment is operating effectively identify any control gaps and assist Control Owners to develop action plans to remediate the root causes of these issues.
- Assess control effectiveness and identify any deviations from regulatory or internal procedural requirements.
- Track and facilitate closure on outstanding issues identified as a result of the reviews in close cooperation with relevant risk and control owners to ensure the issues are remediated within agreed timelines.
- Identify opportunities for process and control enhancement initiatives.
- Manage regulatory compliance related initiatives and support business on regulatory matters control ownership and act as SME advisory to business teams on risk and control.
- Understand significant level of regulations across broad portfolio across local regulators including IA HKMA SFC MPFA.
- Identify and understand the impacts of various (internal and external) policies and regulatory changes relating to Regulatory Compliance and Conduct.
- Work with the increasing expectations of Groups lead regulators.
- Strike balance between control management and commerciality while holding stakeholders accountable for control performance.
- Constantly balance specific market requirements against standards mandated at Group level and country-specific nuances.
- Manage and influence various key stakeholders across HSBC.
- Communicate and monitor of risk appetite in line with business requirement.
Requirements
- University degree in business management risk management audit and accounting or equivalent.
- Minimum 3 years banking experience preferably in retail and wealth / operations exposures to audit and/or compliance functions/ requirements will be an advantage.
- Strong analytical reasoning and logical thinking capabilities.
- Positive dynamic open to change and outward looking.
- Attentive to details independent self-motivated and able to work under pressure.
- Proven ability to influence others and drive quality performance.
- Experience managing and influencing various key stakeholders across HSBC in matrix structure.
- Excellent verbal and written communication in English and Cantonese and ability to clearly document the current state/issues and give recommendations.
- Effective problem solving presentation and project management skills.
- Proficiency in the use of computer including Microsoft Word Excel and PowerPoint.
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
Due to the urgent hiring need candidates with immediate right to work locally and no relocation need will be prioritised.
Youll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued respected and opinions count. We take pride in providing a workplace that fosters continuous professional development flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement which is available on our website.
Required Experience:
Manager
Key Skills
- Arm
- Risk Management
- Financial Services
- Cybersecurity
- COSO
- PCI
- Root cause Analysis
- COBIT
- NIST Standards
- SOX
- Information Security
- RMF
About Company
HSBC Holdings plc is a British multinational investment bank and financial services holding company. It was the 7th largest bank in the world by 2018, and the largest in Europe, with total assets of US$2.558 trillion.
