EMEA Capital Markets Associate
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Job Location:
Monthly Salary:
Posted on:
16 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
Join the EMEA Banking Compliance Team based in the UK and Europe and covers Investment Banking and Global Banking (including Global Corporate Banking).
As an Associate within the EMEA Banking Compliance team you will provide day-to-day compliance advisory coverage for J.P. Morgans EMEA Capital Markets businesses. These business areas have leading positions in their respective products and services.
Job Responsibility
Provide compliance advice and where applicable support the team in relation to EMEA Capital Markets operations and transactions:
Applying and keeping abreast of relevant regulatory and legislative changes
Maintaining and advising on manuals policies procedures and guidelines
Developing and delivering the induction and ongoing training programme
Developing and undertaking tests (as undertaken by the TCOE) and RNAs
Engaging in Line of Business and cross-Line of Business projects
Preparing J.P. Morgan for regulatory visits
Assist the team with collating information required in connection with conducting internal reviews and/or responding to regulatory requests
Partner with other stakeholders including the wider EMEA Banking Compliance team and global teams Legal Internal Audit Surveillance Control Room Compliance Testing Team and EMEA Banking Business and Control Managers (among others)
Required qualifications capabilities and skills
Relevant compliance experience and knowledge of the applicable regulatory framework
A keen interest in investment banking activities and rules / regulations and a willingness to learn
Preferable qualifications capabilities and skills
Proficiency with Microsoft applications (Excel Word and Powerpoint) and ideally automation tools (Alteryx Tableau Python and/or Qlik Sense)
Pro-active self-motivated assertive and well organized
Forward looking focused on streamlining processes and increasing efficiency
Able to work independently whilst remaining a strong team player
Required Experience:
IC
Key Skills
- CCTV
- Airport Security
- Analysis
- Higher Education
- Jewellery
- Jboss
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
