Senior Regulatory Exams & Audits Manager
Share
Job Location:
Austin, TX - USA
Monthly Salary:
Not Disclosed
Posted on:
12 hours ago
Vacancies:
1 Vacancy
Job Summary
Senior Regulatory Exams & Audits Manager
Were looking for a Senior Regulatory Exams & Audits Manager to join our growing North America Regulatory Oversight Compliance team.
Youll work closely with cross-functional teams and lead our efforts in managing regulatory and financial crime exams audits and financial partner compliance reviews helping ensure Wise remains compliant as we scale.
Youll also help shape and evolve our second-line compliance framework providing critical insights to product operations and leadership teams and helping embed compliance into everything we do.
If youre passionate about building programs and processes that make compliance smart scalable and transparentand youre excited to work at the intersection of tech and financial services regulationwed love to hear from you.
Your mission:
As a Senior Regulatory Exams & Audits Manager youll play a pivotal role in ensuring Wises adherence to regulatory requirements particularly those supporting our regulatory examinations audits and financial partner reviews. Your responsibilities will include:
Audit & Examination Program Management: Lead evolve and build our exam and audit engagement program to support end-to-end management of all regulatory compliance engagements from preparation through management action plans. Manage all requests for information by liaising with internal and external stakeholders to ensure timely and accurate response.
Engagement Strategy: Develop methodologies and enhancements for delivering high quality responses communications and deliverables aligned with both regulatory requirements and Wise mission.
Engagement Reporting: Deliver reporting and insights to senior management to support and anticipate auditors and examiners areas of focus concern and overall sentiment.
Engagement Representation: Serve as the primary point of contact for Northam examinations audits and financial partner reviews and represent Wise and our mission to all key stakeholders.
Compliance Framework Development: Support the development and maintenance of Wises Regulatory Compliance oversight framework by embedding the Audit & Examination program into the regional Compliance Management System including the development of all policies and procedures and governance required for oversight of all exams and audits.
About you:
Previous experiencing managing complex regulatory examinations audits and requests;
Robust experience working with regulators and financial partners;
Subject matter expertise in licensing financial crime and consumer compliance regulations in the US & Canada (MSBs Consumer Compliance etc.);
Strong stakeholder engagement and collaboration experience working closely with operational finance product and engineering teams;
Strong ability to effectively communicate with internal stakeholders such as Product Managers and Engineers providing practical actionable and value added recommendations;
Strong presentation skills;
Problem solving attitude with the ability to use regulations together with data to drive business decisions;
Familiarity with project management knowledge management and Governance Risk and Compliance (GRC) tools (Confluence Jira gSuite Office Slack etc.).
Ability to analyze and interpret complex regulatory frameworks and apply them effectively;
Experience (or interest) in working in a fast-growing environment;
Willing to travel as Wise offices are located across different countries; and
Legally authorized to work in the U.S.
Some extra skills that would be great:
Experience working with international teams and understanding of global regulatory environments.
J.D. Certified Regulatory Compliance Manager (CRCM) or similar qualification.
Prior experience working with the CFPB OCC and/or state regulators (e.g. NYDFS CA DFPI).
Were people without borders without judgment or prejudice too. We want to work with the best people no matter their background. So if youre passionate about learning new things and keen to join our mission youll fit right in.
Also qualifications arent that important to us. If youve got great experience and youre great at articulating your thinking wed like to hear from you.
And because we believe that diverse teams build better products wed especially love to hear from you if youre from an under-represented demographic.
Additional Information :
For everyone everywhere. Were people building money without borders without judgement or prejudice too. We believe teams are strongest when they are diverse equitable and inclusive.
Were proud to have a truly international team and we celebrate our differences.
Inclusive teams help us live our values and make sure every Wiser feels respected empowered to contribute towards our mission and able to progress in their careers.
If you want to find out more about what its like to work at Wise visit .
Keep up to date with life at Wise by following us on LinkedIn and Instagram.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Proofreading
- Adobe Acrobat
- FDA Regulations
- Manufacturing & Controls
- Biotechnology
- Clinical Trials
- Research & Development
- GLP
- cGMP
- Product Development
- Chemistry
- Writing Skills
About Company
Wise is a global technology company, building the best way to move money around the world. With the Wise account people and businesses can hold 40+ currencies, move money between countries and spend money abroad. Large companies and banks use Wise technology too; an entirely new cro ... View more
