Internal Auditor – Asset Management – Associate

Taipei City - Taiwan

Monthly Salary: Not Disclosed

Posted on: 13 hours ago

Vacancies: 1 Vacancy

Department:

Internal Audit

Job Summary

Description

Join J.P. Morgans Internal Audit Department and contribute to our mission of enhancing and protecting the firm. The JP Morgan Chase Audit Department reports to the Audit Committee of the Board of Directors and is further accountable to the Chairman and CEO senior management and regulatory agencies. Audit is an independent risk assessment function established within the organization to evaluate test and report on the adequacy and effectiveness of managements system of internal control.

As an Audit Associate in the APAC Asset Management (AM) Audit Team you will be responsible for assessing the design and effectiveness of the internal control environment of APAC AM business including Taiwan Asset Management legal entity. The Associate position is a hybrid working role where you will be accountable for planning and executing audits. You will have the opportunity to work with colleagues and business stakeholders in your location and across the globe in delivering these contributions will be essential in safeguarding the firms reputation and supporting its strategic objectives in the dynamic world of investment management.

Job responsibilities:

Lead and participate on global/regional/ local audit engagements to deliver the annual audit plans from planning to reporting and produce quality deliverables that meet department and regulatory standards.
Identify emerging risks and control issues and reporting them to audit management.
Document audit workpapers and reports with minimal supervisions by the Audit Manager.
Finalize audit findings and apply sound judgment to provide an overall opinion on the control environment by developing recommendations to strengthen internal controls.
Implement and execute an effective program of continuous auditing for assigned areas including monitoring of key metrics to identify control issues and adverse trends.
Build strong working relationships with internal stakeholders while maintaining independence including business management other control groups (i.e. risk management compliance fraud prevention) etc.
Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums
Find ways to drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies

Required qualifications capabilities and skills:

Minimum 3 years of internal or external auditing/compliance/risk experience or relevant business experience in Taiwan asset management industry
Bachelors degree required
Obtained SITCA Sales or Senior Securities Specialist license
Experience with internal audit methodology and applying concepts in audit delivery and execution
Ability to lead audits work effectively within a matrix organization manage multiple projects and participate in audit assignments in a team environment
Fluent inboth verbal and written English and Chinese
Excellent written verbal and presentation skills; adept at presenting complex and sensitive issues to senior management
Strong interpersonal and influencing skills with the ability to establish credibility and build partnerships with business and control partners
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Enthusiastic and self-motivated with a keen interest in learning; effective under pressure and willing to take personal responsibility/ accountability
Flexible to changing business priorities and ability to multitask in a constantly changing environment

Preferred qualifications capabilities and skills:

Professional qualifications such asCPA CIA FRM
Strong data analytics skills using Excel Alteryx Python and other similar tools

Required Experience:

DescriptionJoin J.P. Morgans Internal Audit Department and contribute to our mission of enhancing and protecting the firm. The JP Morgan Chase Audit Department reports to the Audit Committee of the Board of Directors and is further accountable to the Chairman and CEO senior management and regulatory...

Description

Job responsibilities:

Lead and participate on global/regional/ local audit engagements to deliver the annual audit plans from planning to reporting and produce quality deliverables that meet department and regulatory standards.
Identify emerging risks and control issues and reporting them to audit management.
Document audit workpapers and reports with minimal supervisions by the Audit Manager.
Finalize audit findings and apply sound judgment to provide an overall opinion on the control environment by developing recommendations to strengthen internal controls.
Implement and execute an effective program of continuous auditing for assigned areas including monitoring of key metrics to identify control issues and adverse trends.
Build strong working relationships with internal stakeholders while maintaining independence including business management other control groups (i.e. risk management compliance fraud prevention) etc.
Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums
Find ways to drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies

Required qualifications capabilities and skills:

Minimum 3 years of internal or external auditing/compliance/risk experience or relevant business experience in Taiwan asset management industry
Bachelors degree required
Obtained SITCA Sales or Senior Securities Specialist license
Experience with internal audit methodology and applying concepts in audit delivery and execution
Ability to lead audits work effectively within a matrix organization manage multiple projects and participate in audit assignments in a team environment
Fluent inboth verbal and written English and Chinese
Excellent written verbal and presentation skills; adept at presenting complex and sensitive issues to senior management
Strong interpersonal and influencing skills with the ability to establish credibility and build partnerships with business and control partners
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Enthusiastic and self-motivated with a keen interest in learning; effective under pressure and willing to take personal responsibility/ accountability
Flexible to changing business priorities and ability to multitask in a constantly changing environment

Preferred qualifications capabilities and skills:

Professional qualifications such asCPA CIA FRM
Strong data analytics skills using Excel Alteryx Python and other similar tools

Required Experience:

Key Skills

ISO 27001
Data Analytics
Financial Services
COSO
Process Improvement
Accounting
Visio
COBIT
NIST Standards
SOX
Internal Audits
Data Analysis Skills

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About Company

JPMorganChase

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more

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