Senior Associate, Compliance Consulting
Share
Job Location:
Monthly Salary:
Posted on:
21 hours ago
Vacancies:
1 Vacancy
Job Summary
Krolls Compliance Consulting practice assists clients in setting up firms obtaining their initial authorization or registration and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.
RESPONSIBILITIES:
Provide day-to-day support in the development implementation and maintenance of compliance programs for a portfolio of registered investment advisers including but not limited to:
Development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to client in accordance with the Firms regulatory requirements
Opportunity to develop MAS and other global regulatory knowledge and experience
Drafting compliance manuals and other compliance documentation for clients
Establishing and maintaining the compliance infrastructure for clients
Undertaking periodic compliance monitoring reviews at client premises
Writing compliance monitoring reports
Managing regulatory reporting schedules
Drafting and/or reviewing regulatory reports and returns
Providing ad hoc regulatory advice and solutions
Updating clients on regulatory change
Assisting Kroll in updating compliance material to take account of Rule changes
Client training opportunities
Networking with industry professionals
REQUIREMENTS:
Bachelors Degree required
Excellent written and verbal communication skills that help represent diverse communities
Experience working with diverse teams
Minimum 5 years of experience with an exposure to compliance and alternative asset management industry
Proven experience in a compliance role for example within an MAS regulated firm or a compliance consultancy practice
Detailed understanding of MAS rules and regulations
Good understanding of the financial services industry in particular the alternative asset management
Client facing solutions focused skills
- Driven displays leadership skills influences others as well as collaborative problem solver;
Clear logical thought processes ability to make decisions and articulate these clearly
Legal or audit background would be useful
In order to be considered for a position at Kroll you must formally apply via
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
#LI-JL1
Required Experience:
Senior IC
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Kroll’s Restructuring Administration practice, formerly Prime Clerk, offers end-to-end restructuring administration services with unrivaled experts and technology. Read more.
