Role Overview
We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management operations and client-facing teams to maintain strong compliance and governance frameworks.
Key Responsibilities
Support the development implementation and maintenance of the firms compliance framework in line with FCA requirements
Monitor regulatory developments and assess their impact on business operations and policies
Ensure adherence to AML KYC CDD and financial crime prevention regulations
Conduct client due diligence reviews and ongoing monitoring activities
Act as a point of contact for regulatory queries and internal compliance matters
Assist with regulatory reporting audits and internal reviews
Review and approve client onboarding documentation and account activity
Support compliance training and awareness programs across the organization
Investigate potential breaches and support remediation actions
Maintain accurate compliance records and documentation
Requirements
Qualifications and Experience
Bachelors degree in Law Finance Business or a related field
2-3 years of experience in a compliance role within fintech trading brokerage or financial services
Strong knowledge of UK regulatory requirements including FCA rules
Solid understanding of AML KYC CDD and financial crime frameworks
Experience working with trading platforms or financial products is an advantage
Held previous compliance functions and ready to be SMF16/17
Skills and Competencies
Strong attention to detail and analytical skills
Excellent written and verbal communication skills
Ability to work independently and manage multiple priorities
Strong stakeholder management and cross-functional collaboration skills
High ethical standards and sound professional judgment
Proficient in compliance monitoring tools and documentation system
Required Skills:
Qualifications and Experience Bachelors degree in Law Finance Business or a related field 2-3 years of experience in a compliance role within fintech trading brokerage or financial services Strong knowledge of UK regulatory requirements including FCA rules Solid understanding of AML KYC CDD and financial crime frameworks Experience working with trading platforms or financial products is an advantage Held previous compliance functions and ready to be SMF16/17 Skills and Competencies Strong attention to detail and analytical skills Excellent written and verbal communication skills Ability to work independently and manage multiple priorities Strong stakeholder management and cross-functional collaboration skills High ethical standards and sound professional judgment Proficient in compliance monitoring tools and documentation systems
Role Overview We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK this role will play a key part in ensuring the firm operates in full compliance with UK regulator...
Role Overview
We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management operations and client-facing teams to maintain strong compliance and governance frameworks.
Key Responsibilities
Support the development implementation and maintenance of the firms compliance framework in line with FCA requirements
Monitor regulatory developments and assess their impact on business operations and policies
Ensure adherence to AML KYC CDD and financial crime prevention regulations
Conduct client due diligence reviews and ongoing monitoring activities
Act as a point of contact for regulatory queries and internal compliance matters
Assist with regulatory reporting audits and internal reviews
Review and approve client onboarding documentation and account activity
Support compliance training and awareness programs across the organization
Investigate potential breaches and support remediation actions
Maintain accurate compliance records and documentation
Requirements
Qualifications and Experience
Bachelors degree in Law Finance Business or a related field
2-3 years of experience in a compliance role within fintech trading brokerage or financial services
Strong knowledge of UK regulatory requirements including FCA rules
Solid understanding of AML KYC CDD and financial crime frameworks
Experience working with trading platforms or financial products is an advantage
Held previous compliance functions and ready to be SMF16/17
Skills and Competencies
Strong attention to detail and analytical skills
Excellent written and verbal communication skills
Ability to work independently and manage multiple priorities
Strong stakeholder management and cross-functional collaboration skills
High ethical standards and sound professional judgment
Proficient in compliance monitoring tools and documentation system
Required Skills:
Qualifications and Experience Bachelors degree in Law Finance Business or a related field 2-3 years of experience in a compliance role within fintech trading brokerage or financial services Strong knowledge of UK regulatory requirements including FCA rules Solid understanding of AML KYC CDD and financial crime frameworks Experience working with trading platforms or financial products is an advantage Held previous compliance functions and ready to be SMF16/17 Skills and Competencies Strong attention to detail and analytical skills Excellent written and verbal communication skills Ability to work independently and manage multiple priorities Strong stakeholder management and cross-functional collaboration skills High ethical standards and sound professional judgment Proficient in compliance monitoring tools and documentation systems
Job Location:
Monthly Salary:
Experience Required:
Posted on:
5 hours ago
Vacancies:
1 Vacancy
