Capital Markets Middle Office Specialist(Port Rec and Data Control Analyst)

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About this role:

Wells Fargo is seeking a Capital Markets Middle Office Specialist(Port Rec and Data Control Analyst). to support collateral management regulatory obligations and tradelevel control functions. This role ensures compliance with EMIR CFTC and SEC regulations through active monitoring remediation and reporting of trade discrepancies. The analyst will support daily control operations lead root cause analysis streamline processes and serve as a subjectmatter expert on portfolio reconciliation and data control activities.

This position works closely with Collateral Management Technology Trading Desks Audit and Middle Office leadership.

In this role you will:

• Monitor analyze and remediate tradelevel differences across regulatory regimes (EMIR CFTC SEC).
• Perform root cause analysis on valuation or matching discrepancies and provide daily reporting.
• Manage case workflow across TriOptima and Derivatives Access (Millie).
• Escalate material discrepancies (e.g. >10% differences) to margin teams and trading desks.
• Conduct trade matching and support remediation activities.
• Identify stale pricing unusual valuation swings and largevalue new trades.
• Escalate issues to technology management or the applicable trading desk.
• Manage annual and quarterly Port Rec notifications and track completion.
• Deliver daily reporting (10% reports case aging root cause summaries notification tracking KYC methodology metrics).
• Support audit walkthroughs and provide control evidence.
• Lead or support corrective action design testing and status tracking.
• Serve as SME on the control framework; identify gaps and propose improvements.
• Partner with Technology to streamline and automate manual tasks.
• Enhance reporting capabilities expand data visibility and optimize metrics.
• Learn Data Control Team (DCT) functions to support continuity needs.

Required Qualifications:

• 2 years of Capital Markets industry experience or equivalent demonstrated through one or a combination of the following: work experience training military experience education

Desired Qualifications:

• Experience in portfolio reconciliation valuations trade lifecycle or collateral management.
• Demonstrated expertise in root cause analysis case management and escalation protocols.
• Familiarity with EMIR CFTC or SEC regulatory requirements preferred.
• Ability to analyze complex derivatives issues and communicate findings clearly.
• Strong organizational skills with ability to track reporting deadlines and control evidence.
• Proven ability to partner across Middle Office Technology and Front Office teams.

Job Expectations:

• Position offers a hybrid work schedule in which you are required to work in office 3 days per week at a minimum in one of the locations listed below
• Relocation assistance is not available for this position
• Visa sponsorship is not available for this position

Locations:

• S Tryon St. Floors 17-18 Charlotte NC

Posting End Date:

*Job posting may come down early due to volume of applicants.

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability status as a protected veteran or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit Market Financial Crimes Operational Regulatory Compliance) which includes effectively following and adhering to applicable Wells Fargo policies and procedures appropriately fulfilling risk and compliance obligations timely and effective escalation and remediation of issues and making sound risk decisions. There is emphasis on proactive monitoring governance risk identification and escalation as well as making sound risk decisions commensurate with the business units risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates including women persons with disabilities aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process visitDisability Inclusion at Wells Fargo.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.