Senior Compliance Officer CRD

Boston, NH - USA

Yearly Salary: $ 150000 - 180000

Posted on: 18 hours ago

Vacancies: 1 Vacancy

Job Summary

Acadian Asset Management is a global systematic investment manager at the forefront of data-driven investing since 1986. Headquartered in Boston with locations in Singapore London and Sydney we manage over $120 billion on behalf of leading institutions worldwideincluding pension funds endowments foundations and sovereign wealth funds. We harness advanced technology rich datasets and multidisciplinary expertise to help clients navigate complex markets and uncover insights that may be overlooked by traditional approaches.

What sets Acadian apart is our people. We foster a collaborative intellectually curious environment where ideas are tested diverse perspectives are welcomed and innovation thrives. Were united by a shared purpose: delivering effective client outcomes and supporting one another in work thats both challenging and rewarding. We offer a flexible hybrid work environment strong benefits and a casual but focused office cultureall designed to support the meaningful collaborative work that defines Acadian.

Position Overview:

The role of thePortfolio ComplianceOfficer will be a member of the Compliance team. This individual will work directly with the Portfolio Construction and Trading teams to resolve daily trading related issues. Responsibilities will include daily monitoring of all trade activity for compliance with investment management agreements prospectus regulatory and other firm-level investment guidelines applicable to portfolios. The individual will be responsible for implementing controls and processes to ensure compliance with all applicable regulatory and portfolio guidelines primarily by extracting analyzing coding and monitoring client regulatory and internal investment guidelines utilizing Charles River and other internal resources.

Acadian supports a hybrid work environment; employees are on-site in the Boston office 3 days a week.

What Youll Do:

Conduct daily pre-trade and post-trade monitoring for primarily equity portfolio investment activities relative to internal and external investment guidelines and regulatory limits.
Ensure trades are in compliance with relevant portfolio limitations prior to trade execution.
Respond to time-of-trade alerts quickly and accurately in an effort to meet internal client expectations.
Monitor compliance with internal policies and procedures operational practices and investment compliance guidelines ensuring proper control activities and framework are in place
Conduct update and maintain rule coding in the Charles River compliance system
Work with technology staff to ensure proper data alignment required to support trading compliance monitoring

Were Looking for Teammates With:

Bachelors degree in business finance accounting or economics
8 years of investment portfolio compliance experience in the financial services industry
Strong experience coding and monitoring investment guidelines within Charles River
Experience reviewing and interpreting the terms and conditions of Investment Management Agreements Prospectuses Statements of Additional Information and Regulatory guidelines (UCITS etc.)
Experience with equity and alternative investments
Comfortable communicating with senior leadership and resolving issues
Ability to work effectively both remotely and while sitting within a trading team

The base salary range for this role is $150000 $180000per year. Actual compensation will be determined based on a candidates skills qualifications and relevant addition to base pay this position may be eligible for discretionary incentive compensationand includes participation in Acadians comprehensive benefits program which includes health retirement and wellness offerings.

To apply for this position or view Acadians open roles please visit the Careers section of our website at: We will contact only selected candidates. If you are a candidate with a disability or are assisting a candidate with a disability and require an accommodation to apply for one of our jobs please email us at

Acadian Asset Management LLC is committed to providing equal employment opportunity to all employees and applicants. No employee or applicant shall be discriminated against on the basis of gender race creed color sex age national origin marital status pregnancy or parenthood veteran status citizenship status disability gender identity or sexual orientation.

Required Experience:

Senior IC