Senior Compliance Associate
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Job Location:
Salary:
Experience Required:
Posted on:
4 days ago
Vacancies:
1 Vacancy
Job Summary
We are currently working with a leading Wealth Management firm who are looking to hire a Senior Compliance Associate to join their team in Dublin. This team oversees the trading activities of the firm and monitors compliance with the relevant legal and regulatory requirements across all relevant jurisdictions.
Responsibilities of this Senior Compliance Associate Job:
- Monitor and analyse trade surveillance alerts as well as undertaking the surveillance of electronic and telephone communications.
- Support the firm with its obligations under the Market Abuse Regulation such as insider lists market soundings and investment recommendations.
- Monitoring compliance with the firms MiFID ll and MiFIR obligation for example Best Execution Transaction Reporting and Trade Reporting.
- Undertrake pre - and - post trade checks for staff dealing.
- Analyse new regulations to determine their impact on the firm implementing the necessary changes.
Requirements of this Senior Compliance Associate Job:
- An understanding of markets and trading is desirable.
- Strong desire to work in a compliance team with good investigative instincts and background.
- Excellent attention to detail.
- 3rd Level degree in relevant discipline or equivalent.
- Minimum of 2 years experience in the financial services industry ideally with a good working knowledge of the regulatory requirements applicable to capital markets and/or corporate finance.
This is an excellent opportunity for someone looking to develop their career in a highly reputable firm.
For more information on this Senior Compliance Associate Job or to discuss in more detail contact Aoife Stokes at or apply directly below.
Required Skills:
Compliance
Required Education:
Business Undergraduate Degree
Company Industry
IT Services and IT Consulting
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
