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TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

DEPARTMENT OVERVIEW

The Global Controls Office (GCO) part of the Chief Accountants Department supports the Controller and Chief Accountant in fulfilling their controllership mandate. The GCO is responsible for overseeing the Internal Controls over Financial Reporting (ICFR) program at TD Bank Group (TDBG) to ensure compliance with SOX requirements. We are also responsible for setting up policies governing financial reporting controls and providing oversight on compliance with these policies.

JOB REQUIREMENTS

Reporting to the Associate Vice President Global Controls Office the Senior Manager leads and monitors Information Technology (IT) processes and controls within the ICFR program. The Senior Manager has direct reports and is accountable for their recruitment training coaching and development.

The Senior Manager builds strong relationships with stakeholders across Business IT Finance and audit teams staying current on regulatory changes and assessing their impact on the ICFR addition the Senior Manager must keep abreast of significant process and Technology changes at TD Bank as they relate to the program.

The role requires the incumbent to have a broad and in-depth knowledge of SOX requirements with focus on IT. Key responsibilities include the following:

• Lead ICFR planning and oversight for IT controls (ITGCs ITACs etc.) coordinating with auditors and Global Technology Services (GTS).
• Provide expert advice on risks control practices and issues for IT controls.
• Develop communicate and reinforce guidance training and operating procedures.
• Oversee scoping and inventory of IT systems and infrastructure for ICFR.
• Identify projects and initiatives impacting ICFR IT controls and work with business and GTS on necessary updates to their risks and controls. Represent GCO on key initiatives impacting ICFR for IT.
• Support Technology Owners in identifying relevant controls for IT assets upon their scoping for SOX and assigning accountability for control owner attestations.
• Challenge the design of managements IT controls and provide recommendations to enhance their effectiveness in mitigating risk.
• Keep abreast of IT emerging issues trends audit and regulatory requirements and reflect them in the Banks ICFR program.
• Assess scoping of the SOC1 IT-related reports from third party vendors assist management with necessary action plans for late and missing SOC1 reports.
• Actively seek for optimization opportunities and lead to their realisation.
• Monitor testing progress by Internal Audit contribute to issue and remediation discussions.
• Prepare risk and control assessment memos.
• Assess potential impact of non-SOX deficiencies on the ICFR program (e.g. self-reported by management or identified by Risk functions).
• Contribute to ICFR program reporting for Executives and Audit Committees.
• Drive team development through training performance management and coaching.

EDUCATION & EXPERIENCE:

• Undergraduate degree in Business Computer Science IT or related field.
• Preferred: Technology/Internal Audit certifications (e.g. CISA CGEIT CIA); professional accounting designation is an asset.
• 8 years progressive experience in SOX/NIaudit technology risk or information security within a complex enterprise.
• Strong knowledge of risk frameworks and control standards.
• Proven ability to drive process and team improvements.
• Effective time management and adaptability in fast-paced environments.
• Consistently delivers high-quality results that meet or exceed expectations.
• Strong analytical skills and critical thinking - connecting dots anticipating risks and thinking several steps ahead.
• Exceptional verbal and written communication skills.
• Self-motivated and with proven ability to motivate and influence others.
• People management experience.
• Team Player knowing how to bring people together to solve complex challenges.
• Proficient in Microsoft Office (Word Excel PowerPoint etc.).

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):