Senior Associate, Nexus, Regulatory Reporting

• Liaise with investment managers/clients for day-to-day operational assistance.
• Participate in various system improvement initiatives.
• Prepare or co-ordinate all client regulatory/FATCA&CRS reporting deliverables and associated reports as required.
• Work with internal teams such as Client Operations Investor Operations and Client Integration etc. to ensure all internal and external deliverables are met.
• Assist in developing and improving regulatory/FATCA&CRS reporting processes.
• Build and maintain a strong relationship with clients and vendors.
• Develop an understanding of the regulatory/FATCA&CRS reporting environment.
• Process and maintain investor classifications and validations of self-certification forms (FATCA)
• Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
• Keep up to date with applicable regulations and accounting standards/jurisdiction requirements.
• Prepare regulatory/FATCA&CRS reporting workings and reports.
• Respond to various stakeholder queries in a comprehensive and timely manner.
• Take on ad-hoc tasks as required.

Qualifications :

• A minimum bachelors degree with a concentration in finance accounting mathematics / FATCA&CRS reporting or related fields. 
• Ideally studying towards a relevant professional qualification in ACA ACCA CPA CIMA or CFA.(Reg)
• Have 1-3 years experience in a regulatory/FATCA&CRS reporting role.
• Strong computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel/Word is essential.
• Broad understanding of fund administration industry.
• Experience with accounting software Geneva Investran or Yardi. Mantra would be beneficial but not necessary. (Reg)
• Experience with shareholder software Investran or Mantra would be beneficial but not necessary (FATCA)
• Experience with regulatory reporting software Confluence AQ Metrics Workiva Axioma etc. would be beneficial but not necessary. (Reg)
• Broad knowledge/understanding of characteristics of various financial instruments such as equities bonds bank debt derivatives. (Reg)
• Knowledge of regulatory/FATCA&CRS reporting environment an advantage:
  • AIFMD Annex IV
  • CBI monthly and quarterly returns
  • Form PF
  • Form CPO PQR
  • Open Protocol
  • Foreign Account Tax Compliance Act (FATCA)
  • Common Reporting Standard (CRS)
  • CRS Compliance From

Additional Information :

Whats in it for you to join MUFG Investor Services 

Take a look at our careers site and youll find everything youd expect from a career with the fastest-growing business at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus and next-level LEARNING & DEVELOPMENT. Oh and we really walk the talk when it comes to HYBRID WORKING. 

So why settle for the ordinary Apply now for a Brilliantly Different career.

MUFG is an equal opportunity employer.

Remote Work :

No

Employment Type :

Full-time