Local Compliance Officer
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Job Location:
Monthly Salary:
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
Positioning
You are part of the Euroclear Bank Compliance & Ethics team (C&E);
You have a reporting line to the EB Branch Manager;
You are a non-voting attendee of the Local Management Team;
You have a functional reporting line to the Euroclear Bank Chief Compliance Officer (EB CCO) or to his delegate;
You are in charge of the relationship with the local regulators of the Branch.
Summary
Overall accountable for the Compliance & Ethics function of the Branch;
Define the Compliance and Ethics strategy for the Branch and ensure an appropriate framework is in place;
Accountable for the implementation of an adequate:
-monitoring of compliance of the Branch with legal and regulatory rules; and
-Compliance and Ethics process which gives comfort to the Local Management Team and EB CCO that compliance and ethics risks are adequately managed.
Build and maintain relationships with the Branch regulators and peers in the industry to monitor market developments;
Ensure an effective Legal and Regulatory Watch process is in place with respect to the Branch to identify new and amended compliance & ethics risks;
Support and advise the 1st line of defense and the Local Management Team on Compliance and Ethics matters;
Build a risk-based multi-year plan for the Branch that covers all business activities
Ensure delivery of the 2nd line of defense risk assessments and testing in line with the annual plan;
Report quarterly on the plan to the Local Management Team and EB CCO.
Technical Skills
You have at least 10 years of working in the Financial Services Sector;
You have 5 years experience of working in a compliance function or similar;
You are fluent in English and Swedish.
Soft Skills
You are proactive and capable of operating autonomously whilst leveraging available support and tools;
You have an independent mindset are assertive and can manage challenging internal and external stakeholders;
You are disciplined and have strong organization skills;
You can quickly build relationships with stakeholders;
You communicate with enthusiasm and passion.
Required Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Euroclear is a leading global provider of Financial Market Infrastructure services for domestic and crossborder securities transactions and funds.
