Guidelines Portfolio Compliance Associate
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Job Location:
Monthly Salary:
Posted on:
4 days ago
Vacancies:
1 Vacancy
Department:
Job Summary
Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area This is a unique opportunity for you to work in the Guidelines team to partner with the Business.
As an Associate in the AM Guidelines team you will support portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. You will be responsible for coding client & compliance regulations in systems managing alerts and breaches generated pre/post trade and communicating effectively with various stakeholders. This role offers the opportunity to engage in new account coding reviews and revisions as well as participate in local and global projects.
Job responsibilities
- Manage New account coding reviews & revisions including on-boarding activities.
- Review new data analytics and update compliance platforms
- Understand and setup rules as per ratings agencies
- Identify the coding issues.
- Work on Rule coding standardization across supported regions.
- Perform periodic reviews of account coding to ensure accuracy & consistency.
- Set up trading brokers and counterparty Limits exposure as per IMA
- Evaluate coding accuracy & communicate in case of any discrepancy.
- Partner with monitoring team to reduces false breaches and manually monitored guidelines.
- Participate in local and global Projects
Required qualifications capabilities and skills
- Minimum 6 years of work experience of Portfolio Guidelines Coding/ Monitoring.
- Expert level skills trade compliance applications such as LZ Sentinel Charles River Aladdin (Compliance) SimCorp Dimension ThinkFolio.
- EMEA Shift
Preferred qualifications capabilities and skills
- Professional level understanding of 1940 Act UCITS Regulations or ERISA will be added advantage.
- Analytical & Interpretation skills: Client agreement language needs interpretation and post trade compliance tests performed need data analysis skills. Team needs to understand financial instruments which are being traded by Portfolio Managers to code guidelines or to perform secondary research.
- Detail Orientation: Function is critical from an impact perspective. Need eye for detail and there is zero tolerance to oversight mistakes.
- Understanding of Portfolio Management Role of Portfolio Manager Key aspects of Investment Management.
Required Experience:
IC
Key Skills
- Project / Program Management
- Project Portfolio Management
- Portfolio Management
- Credit Analysis
- Banking
- Pricing
- Analysis Skills
- Project Management
- Financial Analysis
- Budgeting
- Property Management
- Contracts
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
