Financial Compliance Specialist

Woodbridge, CA - USA

Monthly Salary: Not Disclosed

Posted on: 21 hours ago

Vacancies: 1 Vacancy

Job Summary

JOB #

What Youll Do

Licensing Management:

Manage and maintain state licenses for lending and loan servicing.

Prepare submit and track licensing applications renewals annual reports and registrations.

Act as a primary liaison with regulatory agencies on licensing and examination matters.

Compliance Training Program Management:

Design develop comprehensive compliance training program aligned with regulatory internal policies.

Create engaging training content.

Manage learning management systems (LMS) for course deployment tracking and reporting.

Monitor training completion; generate compliance reports for leadership and auditors.

Maintain accurate and organized training documentation for internal and regulatory review.

Compliance Program Support:

Support internal and external audits as well as regulatory examinations.

Maintain detailed documentation of compliance efforts and risk mitigation activities.

Work closely with the various business units to integrate compliance into the business lifecycle

Advocate for a proactive compliance culture across the organization.

Qualifications:

Bachelors degree in law business finance or related field.

5 years of experience in compliance licensing or regulatory affairs within banking fintech or lending.

Proven experience managing licensing across multiple U.S. jurisdictions.

Deep understanding of federal and state regulatory frameworks governing financial services.

Strong analytical organizational and communication skills.

Compliance certifications such as CAMS CRCM or equivalent are preferred.

JOB # What Youll Do Licensing Management: Manage and maintain state licenses for lending and loan servicing. Prepare submit and track licensing applications renewals annual reports and registrations. Act as a primary liaison with regulatory agencies on licensing and examination matters. Comp...