Senior Manager, Regulatory Initiatives Group, Global Wealth Management
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Requisition ID: 240977
Join a purpose driven winning team committed to results in an inclusive and high-performing culture.
The Senior Manager Regulatory Initiatives Group will play a pivotal role in analyzing regulatory developments and shaping Scotia Wealth Managements strategic response. This role focuses on interpreting complex regulatory changes participating in industry consultations and contributing to proposals that influence the regulatory landscape. You will act as a key liaison between Scotia Wealth Management and regulatory bodies ensuring the business remains proactive informed and compliant.
Is this role right for you In this role you will:
- Monitor analyze and interpret emerging regulatory changes from CIRO OSC OSFI and other relevant bodies
- Report on status of regulatory changes and projects to senior executives
- Lead impact assessments of proposed and finalized regulations on Scotia Wealth Managements operations products and services
- Represent Scotia Wealth Management in regulatory consultations working groups and industry forums
- Develop briefing materials and position papers to support internal decision-making and external advocacy
- Collaborate with Legal Compliance and business units to draft comment letters to all relevant regulators regarding regulatory proposals and consultations
- Collaborate with the Project Management Team to implement and execute regulatory changes
- Provide strategic recommendations to senior leadership on regulatory implementation and views on regulatory trends and anticipated changes
- Maintain strong relationships with internal Scotiabank partners regulators and industry associations to stay ahead of developments and align with regulatory implementation
Do you have the skills that will enable you to succeed in this role Wed love to work with you if you have:
- A relevant university degree and 510 years of experience in regulatory analysis compliance or business risk management within financial institutions
- Experience at a CIRO Dealer Member or OSC Registrant ideally within asset management or wealth management
- Strong understanding of Canadian regulatory frameworks (CIRO OSC OSFI) including National Instrument 31-103 and the CIRO Consolidated Rulebook
- Experience participating in industry consultations and regulatory working groups
Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: for every future we help our customers their families and their communities achieve success through a broad range of advice products and services including personal and commercial banking wealth management and private banking corporate and investment banking and capital markets.
At Scotiabank we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including but not limited to an accessible interview site alternate format documents ASL Interpreter or Assistive Technology) during the recruitment and selection process please let our Recruitment team know. If you require technical assistance please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however only those candidates who are selected for an interview will be contacted.
Required Experience:
Senior Manager
Key Skills
- Business Development
- Estate Law
- Sales Experience
- Trusts
- Wealth Management
- Financial Services
- Organizational skills
- Investment Experience
- Banking
- Securities Law
- Financial Planning
- Wills
About Company
Scotiabank is one of the leading foreign banks serving large national and multinational corporations in the U.S. through its Global Banking and Markets, Global Transaction Banking and Wealth Management business lines.
