Registration Officer, Global Registrations

Requisition ID: 240597

Join a purpose driven winning team committed to results in an inclusive and high-performing culture.

Contributes to the overall success of the Global Registrations in Canada ensuring specific individual goals plans initiatives are executed / delivered in support of the teams business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations internal policies and procedures.

Is this role right for you In this role you will:

The Registration Officer is responsible for the Securities and Insurance registration process performing all day-to-day registration functions. Providing guidance and counsel to employees and branches on regulatory and licensing matters in accordance with department policy and procedures and regulatory requirements.
Manage the securities renewals process which includes registrants branch and firm with the applicable provinces territories and states. Maintain communication and determine matters which require further escalation to the management for advice and direction.
Responsible for updating all applicable Registration databases including the National Registration
Database Active Community and Centralize.
Build and maintain relationships with all regulatory bodies including provincial and US securities regulators. Keep abreast of regulatory changes and/or SRO requirements
Execute various administrative functions to maintain the operation of the department. Provide reporting
and feedback to the Manager Registration on licensed personnel and any correspondence with Regulators compliance departments branches or individuals. Identify any areas of deficiencies in the registration process to management.
Participate in Global Registrations projects and other duties as assigned
Understand how the Banks risk appetite and risk culture should be considered in day-to-day activities and decisions.
Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabanks Values its Code of Conduct and the Global Sales Principles while ensuring the adequacy adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational compliance AML/ATF/sanctions and conduct risk.
Champions a high performance environment and contributes to an inclusive work environment.

Do you have the skills that will enable you to succeed in this role - Wed love to work with you if you have:

University degree (Business) or College certificate.
2 years minimum of work experience in the financial services industry.
Relevant working knowledge of Canadian and US Regulatory policies and rules. Strong written and verbal communication skills.
Strong analytical and problem solving skills and multi-tasking skills required.
Strong knowledge of National Instrument 33-103 and 33-109 and related companion Working Conditions.

Whats in it for you

• An inclusive & collaborative working environment that encourages creativity curiosity and celebrates success!
• We offer a competitive rewards package: Performance bonus Employee Share Ownership Program and Pension Plan Matching Health Benefits from day one!
• Your career matters! You will have access to career development and progression opportunities.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: for every future we help our customers their families and their communities achieve success through a broad range of advice products and services including personal and commercial banking wealth management and private banking corporate and investment banking and capital markets.

At Scotiabank we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including but not limited to an accessible interview site alternate format documents ASL Interpreter or Assistive Technology) during the recruitment and selection process please let our Recruitment team know. If you require technical assistance please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however only those candidates who are selected for an interview will be contacted.