Compliance Associate

Susquehanna International Groupis a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds cutting-edge technology and expansive sets of data to solve incredibly challenging problems. Susquehanna entities operate in the US Europe and various Asian markets and are members of many of the worlds stock and derivative exchanges

Susquehanna is seeking a Compliance Associate to join our team supporting the Institutional Sales Trading Desk. This position will play a key role in the development and expansion of our institutional trading platform in the APAC region including the design and implementation of compliance frameworks and programs to support the firms growth objectives.

The ideal candidate will possess prior experience in client-facing financial businesses in Asia and a comprehensive understanding of regional regulatory environments

Based in our Hong Kong office the Compliance Associate will be responsible for ensuring that sales and trading activities comply with all applicable local regulations. The role involves providing timely accurate and practicable compliance guidance to e sales and trading professionals enabling them to operate in the best interest of the clients while adhering to regulatory and internal policy requirements.

What youll do

• Provide advice and compliance oversight to sales and traders covering equities and fixed income products
• Fostering trust and collaboration between key departments (Technology Operations Legal and the Business)
• Excellent communication skills and comfortable working with stakeholders at all levels.
• Keeping up to date with relevant regulatory/rule changes and ensuring best practices standards are adhered to
• Assisting in responding to regulatory inquiries and investigations
• Strong data and reporting skills as well as excellent organisatonal skills and high attention to detail.

• Bachelors degree with 5 years of relevant experience with a demonstrated interest in financial markets
• Knowledge of Securities and Futures Ordinance and The Stock Exchange of Hong Kong Rules
• A highly motivated self-starter who learns quickly and works well under pressure
• A critical thinker with strong analytical problem solving and organisational skills
• A proactive team player who enjoys working collaboratively across teams and disciplines
• Possess effective interpersonal and communication skills; the candidate should be outgoing communicative persuasive and curious.

About Susquehanna

Equal Opportunity Statement

We encourage applications from candidates from all backgrounds and we welcome requests for reasonableadjustmentsduring the recruitment process to ensure that you can best demonstrate your abilities.

If youre a recruiting agency and want to partner with us please reach out to Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.

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