In todays dynamic regulatory landscape our FSCR team helps financial services firms navigate complexity manage risk and maintain compliance. We work with clients to design implement and enhance regulatory compliance governance and risk management frameworks ensuring they are resilient agile and future-ready.
Our multi-disciplinary team provides a broad range of services including:
Global registration and authorisation support
Regulatory advice and investigations
Regulatory commissioned reviews
M&A regulatory and operational due diligence
Risk management and compliance secondments
Regulatory hosting solutions for start-ups seeking rapid compliant market entry
We specialise in areas such as financial crime compliance risk management prudential regulation compliance monitoring operational resilience and regulatory reporting. Our projects range from large-scale one-off engagements to long-term retained advisory services.
Your Role as an Analyst
As an Analyst in FSCR you will gain deep expertise in global regulatory frameworks and work with a diverse range of financial services clients. You will play a key role in delivering high-impact solutions developing your technical knowledge and building strong client relationships.
If youre ready to make a difference in the world of financial regulation we invite you to join us and be part of a team thats shaping the future of compliance.
Responsibilities
Participate in a range of regulatory projects which may include financial crime/AML advisory projects building and running compliance frameworks risk management and governance reviews skilled person reviews regulatory due diligence reviews and more.
Support our retained clients through compliance monitoring visits creating client reports and advising firms on how regulations apply to and impact their business.
Assisting in the submission of regulatory applications to the FCA HMRC SEC and CFTC
Onboarding clients to our regulatory hosting business through review of their business models and undertaking background checks
Support with management of financial crime operations activities and processes
Conduct research and draft advice on UK and other applicable regulations
Support with management of day-to-day client relationships and project management activities
Training in regulations applicable to the UK regulatory environment and more globally (when required)
Developing and building complex compliance risk and financial crime frameworks
Potential for secondments and project work with clients
Managing internal regulatory reporting schedules
Attendance at internal and external seminars developing your networking skills
Producing engaging proposals and pitches to prospective clients.
The Ideal
Minimum 2.1 degree from a top university ideally in a related degree such as economics business studies law etc.
Aclear and demonstrable interest in/awareness of current issues facing the financial services industry
Strong oral and written communication skills
Collaborative and cooperative working style with the ability to work within a range of team sizes
Enthusiasm drive and flexibility
Ability to prioritise and juggle conflicting tasks successfully responding positively to pressure
Strong diligent work ethic and attention to detail and judgement focused decision making
Intellectually rigorous and curious with a demonstrated growth mindset
A customer-focused mindset willing to understand and deliver on client needs
#LI-IC1
#LI-Hybrid
Required Experience:
IC
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