Senior Counsel, Global Securities Finance and Broker Trading

The Vanguard Group

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profile Job Location:

Scottsdale, AZ - USA

profile Monthly Salary: Not Disclosed
Posted on: 07-11-2025
Vacancies: 1 Vacancy

Job Summary

Are you a legal professional with a sharp eye for detail and a passion for navigating the complexities of global finance Vanguard is seeking a strategic and collaborative attorney to join our Securities Finance Legal this role youll be at the forefront of drafting and negotiating high-impact legal agreementsfrom securities lending and repurchase transactions to broker/dealer trading and platform documentation. Youll partner with internal stakeholders to advise on global legal issues support innovative financial products and help shape the future of governance and compliance across Vanguards investment landscape.

Responsibilities:

  • Draft & negotiate various legal documents for securities lending repurchase agreements as well as broker/dealer trading and platform agreements and supporting documentation.

  • Advise internal clients and business units on global legal issues impacting securities finance as well as educate and inform for enhanced governance and better compliance with policies regulations and laws.

  • Support new services new markets product developments and strategic initiatives.

  • Counsel and educate investment management financial risk teams and business units.

  • Maintain a high level of expertise in applicable areas of the law Vanguards business the mutual fund industry and the securities finance industry.

  • Demonstrates judgment creativity and technical expertise breadth of vision and initiative commitment and accomplishment communication skills.

Qualifications

  • Minimum of 2-4 years law firm experience or experience working in-house corporate experience in bank broker/dealer investment firm; law degree (JD) required.

  • Knowledge and experience in derivatives securities lending repurchase transactions and/or custody (legal documentation and global regulatory framework) including ISDAs CSAs MSFTAs Futures and Option Agreements Prime Brokerage Agreements MRAs GMRAs MSLAs GMSLAs Agent Lending Agreements and/or ACAs.

  • Track record for highly successful contract and dispute negotiations.

  • Demonstrate ability to develop positive relationships and work confidently and cooperatively with legal colleagues business unit managers/employees and external entities such as outside counsel clients vendors and other business partners.

  • Maintains high level of expertise in regulatory law Vanguards business and products and the investment industry. Stays abreast of industry and regulatory developments affecting Vanguard and maintains affiliations with relevant industry compliance and risk associations.


Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard we dont just have a missionwere on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members designed to capture the benefits of enhanced flexibility while enabling in-person learning collaboration and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.


Required Experience:

Senior IC

Are you a legal professional with a sharp eye for detail and a passion for navigating the complexities of global finance Vanguard is seeking a strategic and collaborative attorney to join our Securities Finance Legal this role youll be at the forefront of drafting and negotiating high-impact legal ...
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Key Skills

  • HR Development
  • Delivery
  • Flooring
  • Irrigation
  • ACCA
  • Document Management

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