Transfer Agency Anti-Money Laundering (AML) Services Associate
Share
Job Location:
Monthly Salary:
Posted on:
06-11-2025
Vacancies:
1 Vacancy
Department:
Job Summary
Are you looking for an exciting opportunity to engage with clients and grow your career with one of the worlds largest financial institutions This is an unique opportunity for you to join our Transfer Agency Anti-Money Laundering (AML) team where we are responsible for delivering AML/Know-Your-Client (KYC)services on behalf of our diverse range of Asia clients investing across Luxembourg Irish and Cayman domiciled funds.
As a Transfer Agency AML Associate in the Fund Operations team you will be providing AML/KYC assessment and review and client servicing responsibilities in Hong Kong. You will join discussions with client Money Laundering Reporting Officers on Know Your Investor requirements and drive assessments in line with the Funds risk appetite.
Job responsibilities
- Participate in the account opening journey including the validation of AML/KYC documentation on behalf of client fund promoters
- Manage review and validate processes for AML/KYC documentation specific to Luxembourg Cayman and Irish AML/KYC standards
- Gain an understanding in the AML/KYC regulatory requirements including Financial Crimes prevention relevant to Luxembourg Irish and Cayman fund regulations
- Maintain a strong control and regulatory mindset in managing internal processes and adherence to client service-level agreement (SLA)
- Take ownership in the tracking and follow up of outstanding AML/KYC documentation from investors
- Ensure timely response to client queries in a professional and timely manner
- Ensure internal controls and procedures are up to date and compliant with required internal policies/regulatory requirements
- Collaborate with Global senior stakeholders for any compliance and client escalation issues
- Assess and validate the Customer Due Diligence (CDD)/KYC documentationrequired to perform the identification of investors and ultimate beneficial owners including complex legal structures from jurisdictions throughout the world in accordance with the current regulatory requirements of Luxembourg / Ireland and Caymanwith JP Morgan policies and procedures and as defined by individual clients Risk Based Assessment
Required qualifications capabilities and skills
- Bachelors Degree in Business Finance Economic or relevant disciplines
- At least 5 years of experience in AML KYC or Transfer Agency related roles
- Knowledge in AML rules and regulations including Central Bank of Ireland regulation Luxembourg circulars issued by the Commission de Surveillance du Secteur Financier (CSSF) and Cayman Islands Monetary Authority (CIMA)
- Excellent communication and stakeholder management skills
- Ability to work in partnership with clients Investors and internal teams
Preferred qualifications capabilities and skills:
- Certified Anti-Money Laundering Specialist (CAMS)
- Related Hong Kong Securities and Investments Institute or equivalent
- Strong control experience and track record on AML/KYC implementation
- Fluency in Mandarin and Cantonese will be a plus in order to communicate with stakeholders
Required Experience:
IC
Key Skills
- Sales Experience
- B2B Sales
- Marketing
- Financial Services
- Customer Services
- Management Experience
- Redmine
- Agency Management
- Home Care
- Outside Sales
- Sales Management
- Recruiting
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
