Asset Servicing AVP
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Job Location:
New York City, NY - USA
Monthly Salary:
$ 98 - 131
Posted on:
6 days ago
Vacancies:
1 Vacancy
Job Summary
Do you want your voice heard and your actions to count
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand for our values building long-term relationships serving society and fostering shared and sustainable growth for a better world.
With a vision to be the worlds most trusted financial group its part of our culture to put people first listen to new and diverse ideas and collaborate toward greater innovation speed and agility. This means investing in talent technologies and tools that empower you to own your career.
Join MUFG where being inspired is expected and making a meaningful impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.Job Description
This role will provide support for all Products traded by MUSA and MUSCan Front Office Trading Desk. This persons primary role is responsible for oversight on corporate action events and dividends processing for both domestic and international securities in Equity and Fixed Income markets. Provide Front Office Desks with notification and information about all types of Corporate Actions and Dividends. Handle all types of inquiries from the front officeinternal departments and external counterparties.
Responsibilities:
- Asset Servicing Functions
- Corporate Action Events
- Voluntary Tender
- Mandatory Tender
- Lottery Results
- Notify Traders
- Pledge Release
- Redemptions
- Maturities
- Full Calls
- Final Paydown
- Dividends
- Stock Split
- Stock Dividend
- Cash Dividend
- Foreign Cash Dividend
- Spinoff
- Optional Dividend
- Rights Distribution
- Corporate Action Notifications
- 144A/REGS Conversions
- DWAC Instructions
- Transfer Agent Documentation
- FAST Eligibility
- Fungibility Updates
- Break Resolution
- BPS Breaks Cash / Positions
- ICI Breaks Cash / Positions
- BPS vs ICI Breaks Cash / Positions
- BPS vs Bloomberg Cash and Positions
- Liability Tracking
- Monitor unsettled trades failed trades CNS and non-CNS and borrows/loan returns
- Withholding Tax Exposure
- Foreign Tax Relief
- Optional Stock Dividends
- Dividend Reinvestment
- Handle all External Inquiries from Clients Custodians and Transfer Agents
- Handle all Internal Inquiries from Traders/Sales Finance Product Control Operations Risk Legal and Compliance
- Corporate Action Events
Systems:
- Bloomberg
- Broadridge NEWDIV
- DTC PBS
- Loanet
- Broadridge BPS
- Broadridge Global FrameWork
- DTC Settlement Services
- EUCLID
- DTC Smart/Track
- Broadridge Impact
- DTC CA WEB
- Euroclear
- Acupay
Education:
- Degree or equivalent work experience equally preferable
- Degree in Finance Accounting or other relevant field
The typical base pay range for this role is between $98K - $131K depending on job-related knowledge skills experience and location. This role may also be eligible for certain discretionary performance-based bonuses and/or incentive compensation. Additionally our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits retirement plans educational assistance and training programs income replacement for qualified employees with disabilities paid maternity and parental bonding leave and paid vacation sick days and holidays. For more information on our Total Rewards package please click the link below.
We will consider for employment all qualified applicants including those with criminal histories in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance (ii) the City of Los Angeles Fair Chance Initiative for Hiring Ordinance (iii) the Los Angeles County Fair Chance Ordinance and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race color national origin religion gender expression gender identity sex age ancestry marital status protected veteran and military status disability medical condition sexual orientation genetic information or any other status of an individual or that individuals associates or relatives that is protected under applicable federal state or local law.
Key Skills
- Presentation Skills
- Risk Management
- Financial Services
- IFRS
- Banking
- Pricing
- Analysis Skills
- Securities Law
- Investment Banking
- Relationship Management
- Strategic Planning
- Leadership Experience
About Company
MUFG is a leading global financial group backed by 2,700 locations in over 50 countries and regions, offering comprehensive and tailored financial solutions to our clients worldwide.
