Senior Associate, Regulatory Compliance (Internal Audit)
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Department:
Job Summary
You will be part of IQ-EQ Regulatory Compliances Internal Audit and Project team responsible for conducting internal audit engagements for clients (focusing on capital market services license holder)
Tasks include:
- Obtain an understanding of the asset management and broader financial services industry and applicable regulatory requirements as well as industry best practices
- Appreciate risks associated with the clients business internal controls and internal audit scope
- Execute audit fieldwork by performing design and operating effectiveness assessment to identify and discuss potential gaps and enhancements
- Liaise and correspond with clients directly throughout the internal audit cycle
- Prepare audit follow-up information requests and draft audit findings as well as internal audit report
- Participate in relevant company or industry initiatives and thought leadership
- Other ad-hoc support as assigned
Qualifications :
- Bachelors Degree in Business Accounting Law and any other relevant degrees
- Experience in internal audit with financial institutions (e.g. regulated fund managers Big 4 audit firms MAS) will be an added advantage
- Proficient in English; proficiency in Mandarin is an added advantage to be able to communicate with mandarin speaking client.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral written and interpersonal communication skill
- Junior candidate will be consider at Associate level
Additional Information :
The shortlisted candidate will be working at Lymon office at One Raffles Quay.
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Presentation Skills
- Data Analytics
- Risk Management
- Financial Services
- COSO
- GAAP
- Fraud
- Accounting
- SOX
- Quality Management
- Internal Audits
- Leadership Experience
About Company
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infras ... View more
