Compliance Officer
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Job Location:
Midrand - South Africa
Monthly Salary:
Not Disclosed
Posted on:
14 days ago
Vacancies:
1 Vacancy
Job Summary
Description
Responsibilities
Compile compliance and statistical reports for the business clients and regulators.
Ensure implementation and maintenance of the compliance risk management and monitoring plan.
Monitor primary legislation impacting the business.
Analyse interpret and implement new legislation.
Review all marketing material in accordance with Board Notice 92.
Address compliance queries from the business.
Manage compliance projects from start to finish.
Ensure the application of Treating Customers Fairly (TCF) outcomes.
Maintain FAIS compliance procedures and manuals.
Maintain the key individual/representative register.
Monitor and report on all FAIS matters to the business and regulators.
Requirements
Relevant qualification: BCom Law or LLB.
Must be a registered FSCA Compliance Officer (CAT I); CAT II preferred.
RE 1 Certificate.
3 4 years compliance experience in the financial services or insurance industry.
Knowledge of FICA FAIS and other relevant legislation regulations and rules.
Corporate compliance experience with relevant skills.
Own transport and valid drivers license (for travel to Adviser offices).
Computer literate in MS Office.
Benefits
- Salary: Based on experience and qualifications.
Contact Hire Resolve for your next career-changing move today
- Apply for this role today contact Gustav Vogel at Hire Resolve or on LinkedIn
- You can also visit the Hire Resolve website: or email us your CV:
- Please use Compliance Officer as your subject line when applying via email
- If you are currently working as a Compliance Officer in a Financial Services Provider (FSP) please send your CV via WhatsApp to .
We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable we will put your CV on file and contact you regarding any future
Package & Remuneration
About Us
Engineering Recruitment Agency in South Africa focusing on the following disciplines:
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Need staff. Email us.
Required Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Hire Resolve connects Job seekers to Employers. The company is a Specialist Recruitment & Staffing company with a national presence with a customer base of listed companies on the JSE and global multinationals. The company prides itself on its technical & industry knowledge. The cons ... View more
