Purpose of the role
A regulatory expert whose prime purpose is to be a subject matter expert for the Risk & Compliance function. Responsible for developing and enhancing the controls in place to ensure the Ocorian Companies compliance with all relevant statutory and regulatory requirements.
This includes providing technical expertise and guidance on regulatory and Anti-Financial Crime matters.
Main responsibilities
Assisting the Compliance Manager in the deployment of the Compliance Monitoring Programme for various Ocorian offices.
Carrying out tests on the business level of compliance in accordance with Group Policies local operational procedures and the effectiveness of these as part of the Compliance Monitoring Programme.
Collating results of findings and the preparation of reports to provide key information to the Compliance Manager and Heads of Compliance of various Ocorian offices on both a regular and ad-hoc basis.
Undertaking and/or assisting with ad hoc compliance related projects
Carrying out any compliance related function/activity as required by the Global Head of Compliance Monitoring and Reporting and Compliance Manager from time to time
Develop & Produce compliance reporting MI
Define support and deliver compliance project related tasks
To support the enhancement of the firms ability to employ technology and processes to drive new and improved compliance processes and to implement agreed compliance frameworks and technical projects
To analyse quickly high level business problems and deliver clear concise requirements and identified benefits
Build and foster a close working relationship with business colleagues to anticipate and analyse key business requirements
Ensure that sufficiently detailed specifications are created and used to drive business change including devising new practices
#LI-DR1
#LI-Hybrid
Qualifications :
Strong business analysis skills including knowledge of the Compliance & Regulatory environment
Ideally a minimum of 3-5 years work experience in a varied Compliance function. Holding Diploma level compliance qualifications and being technical expert on Compliance in one or more disciplines.
Good business knowledge and analytical reporting skills
Excellent interpersonal/communication skills
Ability to communicate clearly orally and in writing to express views in a clear and succinct manner at all levels within the organisation
Strong report writing and presentation skills to convey the findings of reviews and provision of reports to senior management
Ability to think about solutions to problems and present them in a clear articulate manner
Excellent attention to detail and the requirement to produce documentation to a high standard
An enquiring and analytical mind with excellent investigative skills and the ability to identify and question
Good time management with the ability to work in an orderly way as well as the ability to work under pressure and plan ahead to achieve deadlines set delivering agreed tasks on time
Able to take responsibility for workload and priorities
A competent user of Microsoft packages including Outlook Word and Excel
Additional Information :
Our Values
All staff are expected to embody our core values that underpin everything that we do and that reflect the skills and behaviours we all need to be successful. These are:
Please let us know if theres anything we can do to make the process easier for you. You can reach us at .
Were an equal opportunity employer. All applicants will be considered for employment without attention to age ethnicity religion sex sexual orientation gender identity family or parental status national origin or veteran neurodiversity or disability status.
Remote Work :
No
Employment Type :
Full-time
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