Junior Compliance Officer
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years our client base has grown to over 4.5 million and client assets have grown to over 30 billion.
Were now expanding into Germany and strengthening our Compliance Team to uphold the companys commitment to integrity and regulatory adherence.
What youll do
Support day-to-day compliance activities aligned with BaFin regulatory requirements.
Assist in monitoring investment products and processes.
Contribute to the Compliance Monitoring Program (CMP) by preparing reports collecting data and following up on findings.
Provide compliance input on current and upcoming products and services across the business.
Participate in cross-functional compliance projects gaining hands-on experience and supporting regulatory change implementation.
Support senior colleagues in reviewing higher-risk or complex financial promotions to ensure compliance.
Help maintain up-to-date compliance policies and procedures ensuring effective implementation.
What you need to have:
Ideally some experience in compliance preferably within the financial services or investment sector.
A degree in Law Finance or a related discipline or an equivalent qualification.
A strong interest in regulatory compliance and the financial services industry.
Excellent communication and interpersonal skills.
Ability to work well under pressure adapt quickly and learn on the job.
What we offer:
Challenges that will help you grow and realize your potential fast.
Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
Work with smart spirited helpful high-performing colleagues with a common goal.
An environment where nothing is set in stone.
Appreciation for your talent and ideas.
Generous remuneration package
Are you ready to accelerate your career with us Wed love to hear from you!
We thank all applicants but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
Required Experience:
Junior IC
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
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