Technology Delivery Director – Trade Surveillance Data

Work Location:

Hours:

Line of Business:

Pay Detail:

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Preferred Qualifications

Department Overview

TD Securities (TDS) provides a wide range of Corporate Investment Banking & Capital Market products and services to corporate government and financial institution (FI) clients through Global Transaction Banking (GTB) Corporate and Investment Banking (CIB) and Global Markets (GM). The firm works with clients around the world focusing selectively and strategically on key global financial centers: New York Toronto Montreal Calgary Vancouver London Singapore and Tokyo.

Job Summary

Role Overview
The Technology Director Trade Surveillance Technology will lead the end-to-end strategy delivery and modernization of surveillance platforms supporting TD Securities compliance and control functions. This leader will drive the transformation of trade surveillance systems across multiple asset classes to meet evolving regulatory expectations reduce operational risk and enhance analytical capability.

Key Responsibilities
Define and execute the surveillance technology strategy aligned with TDs compliance and supervisory mandates.
Partner with Compliance Surveillance and Front Office stakeholders to deliver scalable automated and regulator-ready solutions.
Lead a global team of engineers data analysts and product managers to design and enhance surveillance platforms (equities fixed income FX derivatives).
Improve alert quality data ingestion and model detection logic using data science machine learning and modern data engineering techniques.
Ensure data governance completeness and accuracy across control-room and surveillance ecosystems.
Oversee platform scalability resiliency and integration with vendor and in-house systems (e.g. NICE Actimize Nasdaq SMARTS TradingHub).
Maintain proactive alignment with regulatory frameworks (SEC FINRA FCA ESMA) and lead incident and model-governance reviews.

Candidate Profile
20 years of progressive leadership in Surveillance Compliance or Risk Technology within major financial institutions.
Proven experience managing large-scale technology transformations and regulatory programs.
Deep understanding of control frameworks data architecture and industry platforms.
Exceptional stakeholder management communication and technical execution skills.

Inclusiveness

At TD we are committed to fostering an inclusive accessible environment where all employees and customers feel valued respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials or accessible meeting rooms or other accommodation) please let us know and we will work with you to meet your needs.

The Director - Tech Solutions TDS Management builds and maintains strong business relationship with assigned clients / internal partners and provides direction and guidance on optimal technology solutions/services to meet business needs. The position generally manages a varied team of IT professionals and bridges the gap between the business and technology and leverages resources across functional or specialized technology areas to ensure end to end delivery of agreed upon solutions or services within planned forecasts / cost estimates. Role generally supports a significant Business area Product Group Enterprise Platform Service or Capability within a Segment CIO or Functional area.

Depth & Scope:

• Role generally supports a significant business area product group Enterprise Platform Service or Capability under a Segment CIO or technology functional area.

• Sets work direction at an operational level works autonomously in the management of the unit and collaborates with other business or technology leaders to establish and execute on common goals with a medium to longer term business perspective

• Expert knowledge of the business and bank technology standards (e.g. infrastructure architecture processes applications) from a strategic perspective and managing/ directing teams and projects

• Sound knowledge of external competition emerging industry and/or market trends in relation to own business

• Integrator role that oversees various technology functions / resources to deliver business technical solutions or shared service

• Oversees a sizable and varied team of technology professionals (e.g. up to 50 consisting of Application Developers Solutions Designers Business Systems Analysts Specialists and/or Project Managers) in the end to end delivery of complex projects system enhancements / applications and/or application or service management

• Directs/manages large-scale applications/ projects across multiple product lines/ businesses involving significant scope and complexity

• Understands strategic direction (including financials) and champions alliances to benefit the Bank and/or department; advocates for operational improvements to enhance the divisions value to the organization

• Role typically reports to an Executive role

Education & Experience:

• Undergraduate degree or Technical Certificate.

• Graduate degree preferred.

• 10 years related experience.

• Expert knowledge of the business and bank technology standards (e.g. infrastructure architecture processes applications) from a strategic perspective and managing/ directing teams and projects.

• Sound knowledge of external competition emerging industry and/or market trends in relation to own business.

• Understands strategic direction (including financials) and champions alliances to benefit the Bank and/or department; advocates for operational improvements to enhance the divisions value to the organization.

Physical Requirements:

Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%

• Domestic Travel: Occasional

• International Travel: Never

• Performing sedentary work: Continuous

• Performing multiple tasks: Continuous

• Operating standard office equipment: Continuous

• Responding quickly to sounds: Occasional

• Sitting: Continuous

• Standing: Occasional

• Walking: Occasional

• Moving safely in confined spaces: Occasional

• Lifting/Carrying (under 25 lbs.): Occasional

• Lifting/Carrying (over 25 lbs.): Never

• Squatting: Occasional

• Bending: Occasional

• Kneeling: Never

• Crawling: Never

• Climbing: Never

• Reaching overhead: Never

• Reaching forward: Occasional

• Pushing: Never

• Pulling: Never

• Twisting: Never

• Concentrating for long periods of time: Continuous

• Applying common sense to deal with problems involving standardized situations: Continuous

• Reading writing and comprehending instructions: Continuous

• Adding subtracting multiplying and dividing: Continuous

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

Who We Are

TD Securities offers a wide range of capital markets products and services to corporate government and institutional clients who choose us for our innovation execution and experience. With more than 6500 professionals operating out of 40 cities across the globe we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues providing trusted advice and industry-leading insight extending access to global markets and delivering integrated transaction banking 2023 we acquired Cowen Inc. offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise while growing our strong diversified investment bank. We are growth-oriented people-focused and community-minded. As a team we work to deliver value for our clients every day.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g. eligibility for cash and/or equity incentive awards generally through participation in an incentive plan) and several other key plans such as health and well-being benefits savings and retirement programs paid time off (including Vacation PTO Flex PTO and Holiday PTO) banking benefits and discounts career development and reward and recognition. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin age disability status as a protected veteran or any other characteristic protected under applicable federal state or local law.

If you are an applicant with a disability and need accommodations to complete the application process please email TD Bank US Workplace Accommodations Program at . Include your full name best way to reach you and the accommodation needed to assist you with the applicant process.