Regulatory Change Management Auditor
Share
Job Location:
Dallas, IA - USA
Monthly Salary:
$ 92450 - 114203
Posted on:
13-10-2025
Vacancies:
1 Vacancy
Job Summary
Job Title:
Regulatory Change Management AuditorLocation:
CA - Westlake VillageWhat youll do:
The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organizations adherence to evolving regulatory requirements that impact mortgage loan servicing including investor insurer and guarantor requirements. This role involves auditing the processes of external servicing vendors to ensure that regulatory changes are identified assessed implemented and validated. The auditor will work closely with compliance legal risk and operational teams to ensure effective regulatory change governance.- Review documentation and evidence supporting compliance with new or amended regulations that impact loan servicing.
- Ability to assess servicing vendors compliance with applicable federal and state servicing statutes (RESPA ECOA TCPA FDCPA etc.) and servicing regulatory requirements circulated by agencies including FNMA FHLMC FHA VA USDA and the CFPB.
- Perform impact analysis on every Federal and state regulatory change as well as changes to guidelines and requirements from FNMA FHLMC FHA VA and USDA.
- Identify control gaps and recommend enhancements to mitigate compliance risks.
- Collaborate with Legal Compliance Risk Business Units and servicing vendors to understand servicing-related regulatory impacts.
- Identify discrepancies and opportunities for process improvement through analysis of audit findings management reports and discussions with servicers.
- Alert appropriate management levelsand internal departments to problems identified during routine reviews. Follow through on all actionable items to ensure full and timely resolution is completed by the responsible parties.
- Prepare detailed audit reports outlining findings risks and corrective actions.
- Ensure all tasks are completed updated timely within the Enterprise GRC system.
- Monitor and validate the implementation of agreed-upon remediation plans as required.
- Stay current on regulatory developments relevant to the organizations servicing operations.
- Provide insights on emerging regulatory risks and trends.
- Create effective quality control and auditing policies and procedures as needed
What youll need:
- 2 years of related experience in Regulatory Compliance Risk Management Internal Audit or similar field.
- High school diploma required; Bachelors degree in related field preferred.
- Intermediate knowledge of general banking operations including deposit operations loan administration treasury management and/or other commercial banking products and services.
- Intermediate knowledge of applicable regulatory and legal compliance obligations rules and regulations industry standards and practices.
- Intermediate understanding of MS Office.
- Intermediate ability to foster and build relationships to achieve a common goal.
- Intermediate speaking and writing communication skills.
Benefits youll love:
We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!
About the company:
AmeriHome Mortgage is a Western Alliance Bank company. Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC.
Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.
Western Alliance Bancorporation
Key Skills
- Auditing
- Time Management
- ICD-10
- Accounting
- Component evaluation
- Workers' Compensation Law
- SOX
- Microsoft Excel
- CPT Coding
- Internal Audits
- Medicare
- Bookkeeping
