Regulatory Operations Analyst for Global Network Management
Regulatory Operations Analyst for Global Network Management
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Job Description:
Job Title Regulatory Operations Analyst for Global Network Management
Location Birmingham
Corporate Title Associate
Global Network Management (GNM) is a global team which is part of Regulatory & Cross Product Operations. GNM is involved in the Agent Bank Selection Appointment and Due Diligence process on behalf of internal DB entities. All agent banks holding assets in custody and client money on behalf of Deutsche Bank or its clients must complete a Due Diligence to satisfy regulatory requirements from various sources (CASS BaFin CFTC). The AFME (Association for Financial Markets in Europe) is the industry standard questionnaire adopted by GNM. The general objective of the due diligence is to review the risks associated with the decision to entrust Deutsche Bank assets to an Agent Bank by assessing the Agent against the risk appetite of Deutsche Bank and where possible address or mitigate those risks.
GNM are responsible for several regulatory obligations relating to the specific jurisdictions of the DB internal entities. Many of the global regulations are focused on Client Asset Protection. GNMs adherence to the processes and controls we perform on behalf of each internal entity and business are critical to their overall regulatory compliance.
What well offer you
A healthy engaged and well-supported workforce are better equipped to do their best work and more importantly enjoy their lives inside and outside the workplace. Thats why we are committed to providing an environment with your development and wellbeing at its centre.
You can expect:
Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
Competitive salary and non-contributory pension
30 days holiday plus bank holidays with the option to purchase additional days
Life Assurance and Private Healthcare for you and your family
A range of flexible benefits including Retail Discounts a Bike4Work scheme and Gym benefits
The opportunity to support a wide ranging CSR programme 2 days volunteering leave per year
Your key responsibilities
Remote due diligence which includes reviewing agent responses by assessing identifying and escalating risks and monitoring through to completion. The process also includes legal documentation review.
Manage incoming market news (of market changes/issues/disruptions) and distribute to internal stakeholders accordingly.
Managing operational queries and escalations raised internally or by agent bank network and responding in a timely and appropriate manner escalating where appropriate to management for support.
Manage interpret and present data to support a range of information requests for regulatory reporting reconciliations and audit.
Assist with compliance to Regulatory obligations (e.g. CASS (FCA) SCAF (MiFID II/BaFIN) CFTC).
Your skills and experience
Excellent organizational skills the ability to prioritize and effectively manage workload to tight time frames and providing cover where required for team members. This includes being able to provide accurate daily/weekly/monthly status updates escalations and highlighting any remedial work required.
Strong regulatory/ risk awareness with consistent attention to detail
Ability to read digest and interpret detailed agent bank responses to the AFME (400 questions) and identify potential issues or risks which need to be reviewed/escalated.
Confident in coordinating hosting and minuting conference calls (Teams) with a range of participants including senior management/external audiences.
Experience with data review and analysis (Excel functions: pivots/v-lookup/text functions/formulas experience in SharePoint/Tableau would also be useful) and ability to produce concise and accurate reports independently (predominantly in PowerPoint/Excel).
Adaptable and flexible with a willingness to learn and engage with a range of processes and support different workstreams within the global team where required.
How well support you
A culture of continuous learning to aid progression
We value diversity and as an equal opportunities employer we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers assistive hearing devices adapted keyboards)
Please note the expected salary for some roles may be below the minimum level requirements to support candidates who require a Skilled Worker visa to work in the UK. Should you already have a Skilled Worker visa and are identified for a role we can discuss and support you with the process
About us
Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.
Deutsche Bank in the UK is proud to have been named The Times Top 50 Employers for Gender Equality 2025 for six consecutive years. Additionally we have been awarded a Gold Award from Stonewall and named in theirTop 100 Employers 2024 for our work supporting LGBTQ inclusion.
If you have a disability health condition or require any adjustments during the application process we encourage you to contact our Adjustments Concierge on to discuss how we can best support you. Alternatively you can share your phone number and a member of the team will be happy to call you to talk through your specific requirements.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive fair and inclusive work environment.
Required Experience:
IC
Employment Type
Full-Time
