Financial Adviser Assistant

Huntingdon - UK

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

The job posting is outdated and position may be filled

Job Summary

Financial Adviser Assistant

About the Role
Our client is seeking a motivated and diploma-qualified individual to join a highly respected and established Chartered Financial Planning firm. This employed position offers an excellent opportunity for career progression within a supportive and professional environment.

Role Overview
The successful candidate will work closely with a Senior Financial Planner providing research executive support and client service assistance. Initially focused on supporting the Senior Financial Planner with client coordination and advisory preparation this role is designed as a development pathway gradually evolving to include direct responsibility for managing a portfolio of clients.

This is a rare opportunity for an ambitious analytical and client-focused professional to gain first-hand exposure to senior-level strategy and client engagement.

Key Responsibilities

Assist the Senior Financial Planner in delivering tailored holistic financial planning solutions to clients by gathering and analysing information to identify needs and provide appropriate recommendations.
Stay up to date with product technical and legislative developments.
Maintain expected performance standards and ensure full compliance with regulatory and firm procedures.
Support consumer outcomes at all times acting in line with Consumer Duty principles.
Attain and maintain competent status as defined by the Financial Conduct Authority (FCA) and hold a Statement of Professional Standing (SPS) from an accredited body.
Achieve and record a minimum of 35 hours of CPD annually (including 21 hours of structured CPD).
Maintain accurate Training and Competence records and CPD logs.
Build strong client relationships aiming to generate referrals where appropriate.

About You

Level 4 Diploma in Financial Planning (or equivalent).
Strong understanding of FCA compliance and regulatory requirements.
Excellent communication skills with the ability to build trust and rapport with colleagues clients and stakeholders.
Commercially minded with the ability to contribute towards business growth.
Highly professional organised and detail-oriented in all aspects of work.

Whats on Offer

Competitive salary
Comprehensive employee benefits plan
Pension contributions matched up to 5%
Flexible and hybrid working arrangements
Regular team-building activities

Financial Adviser Assistant About the Role Our client is seeking a motivated and diploma-qualified individual to join a highly respected and established Chartered Financial Planning firm. This employed position offers an excellent opportunity for career progression within a supportive and professio...

Financial Adviser Assistant

This is a rare opportunity for an ambitious analytical and client-focused professional to gain first-hand exposure to senior-level strategy and client engagement.

Key Responsibilities

Assist the Senior Financial Planner in delivering tailored holistic financial planning solutions to clients by gathering and analysing information to identify needs and provide appropriate recommendations.
Stay up to date with product technical and legislative developments.
Maintain expected performance standards and ensure full compliance with regulatory and firm procedures.
Support consumer outcomes at all times acting in line with Consumer Duty principles.
Attain and maintain competent status as defined by the Financial Conduct Authority (FCA) and hold a Statement of Professional Standing (SPS) from an accredited body.
Achieve and record a minimum of 35 hours of CPD annually (including 21 hours of structured CPD).
Maintain accurate Training and Competence records and CPD logs.
Build strong client relationships aiming to generate referrals where appropriate.

About You

Level 4 Diploma in Financial Planning (or equivalent).
Strong understanding of FCA compliance and regulatory requirements.
Excellent communication skills with the ability to build trust and rapport with colleagues clients and stakeholders.
Commercially minded with the ability to contribute towards business growth.
Highly professional organised and detail-oriented in all aspects of work.

Whats on Offer