Division: Surveillance & Investigation
Function/Unit: Surveillance
Designation: Deputy Manager
Location: Mumbai
Direct Reporting: Vice President
Reportees: Nil
Job Purpose
To investigate post the market surveillance activities to identify and investigate abnormal trading
practices and initiate suitable action and creating reports based on said investigation.
Key Result Areas
1. Daily / Weekly/ Monthly Surveillance & investigation related activities / internal reports/new/ existing
clients/SEBI Debarred Entities/ Client -Member profiling. R/A 15%
2. Conducting Snap or detailed investigations R/A 20%
3. Trade and order analysis R/A 10%
4. Algo based trading monitoring developing reports processing of alerts. R/A 10%
5. Knowledge of Excel tableau power BI Python R/A 10%
6. Developing Testing and deployment of reports in Power BI tableau python R/A 15%
7. Detect and investigate potential market manipulations and identify patterns R/A 10%
8. Well versed with SEBI circulars and implementing the same C 10%
Preferred Profile: -
Educational Qualification
MBA (in finance) CA CS
Experience
5 to 8 years of total experience with relevant experience of 3-5 years.
Skills Required
Knowledge of equity and equity derivatives market
Knowledge of tools and programming used for analysis and report creation.
Functional
Competencies
required
Knowledge and understanding of Exchange ecosystem and operations
Integrating market knowledge with technical expertise for report automation
Analytical thinker with detailed research proficiencies
Pro-active and Result oriented field
Behavioral
Skills required
Meticulous
Judgement and Decision Making
Continuous learning