Director, Compliance Testing
Director, Compliance Testing
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Current Employees of LendingClub: Please apply via your internal Workday Account
LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank National Association Member FDIC. We are the leading digital marketplace bank in the U.S. having helped our nearly 5 million members secure over $90 billion in loans to refinance high-cost debt and achieve their financial goals. Members today have mobile-first access to a growing range of products and services designed to work seamlessly together to deliver value in new ways. Everyone deserves a better financial future and our team is committed to making that a reality. Join the Club!
About the Role
LendingClubs Compliance Department is seeking a talented and experienced individual for the position of Director Compliance Testing (2nd Line of Defense). This position is responsible to lead and maintain the Compliance Testing Program to independently review and validate the companys compliance with applicable federal and state laws regulations and adherence to internal policies and procedures.What Youll Do
- Develop an annual Compliance Test Plan that encompasses multiple inputs such as the Compliance Risk Assessment results and risk inputs from key first and second line business partners
- Lead the Testing Team to execute the Compliance Test Plan and to conduct other targeted reviews (as needed)
- Oversee all testing processes and procedures across all phases of the Compliance Testing review
- Ensure compliance issues identified through compliance testing are recorded tracked and reported to ensure their appropriate and timely resolution
- Prepare deliver and effectively communicate analysis and reporting regarding testing to oversight committees and senior leadership
- Liaise with examiners and auditors on reviews of the companys efforts including testing to comply with regulatory requirements related to lending operations
- Collaborate with Compliance advisory teams in developing ongoing compliance risk monitoring
- Participate in Enterprise Risk and other risk governance forums to provide insight on the control environment and the identification of risks
- Partner with the Compliance Program Office to ensure the results of testing including any issues identified are incorporated into the companys risk governance and reporting processes
- Move across functional lines within the Compliance Department to assist team members with other compliance governance-related responsibilities such as third-party compliance oversight issues management and risk assessments
About You
- 10 years of banking or financial services experience primarily in compliance risk management and/or audit functions
- Bachelors degree or higher in a related field; or equivalent work experience
- 5 years of direct experience performing compliance testing or audit
- Strong working knowledge of consumer protection laws and regulations and associated risks and the internal controls needed to mitigate those risks. Knowledge of Financial Crimes Compliance regulations
- Experience managing or supervising others
- Strong written and verbal communication skills
- Demonstrated ability to influence decisions and drive change
- Self-starter with ability to think independently take ownership and drive initiatives to resolution
- Solid analytical problem solving and critical thinking skills
- Ability to handle multiple priorities and rapid changes
Preferred Qualifications:
- Professional certifications(s) such as Certified Regulatory Compliance Manager (CRCM) or Certified Internal Auditor (CIA)
Work Location
San Francisco New York or Lehi
The above locations are eligible offices for this locations have been determined to foster in-person collaboration with this roles team or the related business lines. We utilize a hybrid work model and our teams are in-office Tuesdays Wednesdays and -person attendance is essential for this roles success and remote placement will not be offers relocation based on actual job level.
Time Zone Requirements
Local hours (PT MT)
While the position will primarily work local hours LendingClub is headquartered in Pacific Time and our ideal candidate will be flexible working across time zones when necessary.
Travel Requirements
As needed travel to LendingClub offices and/or other locations as needed.
Compensation
The target base salary range for this position is 00. The base salary of the role will be determined by job-related knowledge experience education skills and location. Base salary is just one part of LendingClubs Total Rewards package. You may also be eligible for long-term awards (equity) and an annual bonus (which is based on company performance employee performance and eligible earnings).
Were creating new financial services solutions for our members based on fairness simplicity and heart and we treat our employees the same way. We offer a competitive benefits package that includes medical dental and vision plans for employees and their families 401(k) match health and wellness programs flexible time off policies for salaried employees up to 16 weeks paid parental leave and more.
#LI-Hybrid
#LI-AW1
LendingClub is an equal opportunity employer and dedicated to diversity equity and inclusion in the workplace. We do not discriminate on the basis of race religion color national origin sex (including pregnancy childbirth reproductive health decisions or related medical conditions) gender gender identity gender expression sexual orientation age marital status veteran status disability status political views or activity or other applicable legally protected characteristics. We believe that a variety of perspectives will make our teams and business stronger as we work together to transform the traditional banking system.
We are committed to providing reasonable accommodations for qualified individuals with disabilities in our job application process. If you need assistance or an accommodation due to a disability please contact us at
Required Experience:
Director
Employment Type
Full-Time
