Compliance Officer - Reviews
Compliance Officer - Reviews
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Salary Not Disclosed
1 Vacancy
Job Description
As a Senior Compliance Officer you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing and we are looking for different types of seniority profiles whose main tasks will be:
- Carrying out reviews of key clients (private clients companies institutional clients external asset managers introducing brokers etc.) from an AML/CTF standpoint (AMLA AMLO-FINMA CDB);
- Conducting enhanced due diligence analyses and declassifications;
- Drafting formal compliance assessments including the ability to manage multiple complex cases simultaneously;
- Providing support and advice to the front office and management.
Depending on the level of seniority the following tasks may also be required:
- Assisting the Manager in supporting the team daily including providing responses to questions conducting second-level reviews of team members assessments and serving as a trusted role model in terms of work quality efficiency and professional behavior;
- Supporting the Manager in having a full overview of the workload within the team and supporting the advancement of overall projects;
- Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices;
- Serving as the key point of contact for complex cases;
- Optimization of internal processes including the review and drafting of internal guidelines.
Qualifications :
- Bachelors degree preferably in Law Economics International Relations Political Science or similar (a Certificate in Compliance Management is a very strong asset);
- 3-7 years of financial services compliance experience (prior experience in periodic reviews of High Risk/PEP clients specifically is a very strong asset);
- Knowledge of the Swiss legal framework;
- Excellent command of English and French (German is a strong asset);
- Analytical and methodological approach ;
- Structured and professional working style;
- Interest and experience in data analysis (including Excel) and PowerPoint;
- Excellent writing and communication skills;
- Strong team player who enjoys working in a multicultural dynamic technological and international environment.
Remote Work :
No
Employment Type :
Full-time
Employment Type
Full-time
